Joseph P. Pessetto

CYPRESS CAPITAL

Raleigh, NC

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CRD#: 3083013

Professional summary

Joseph Patrick Pessetto, who also goes by Joe Pessetto, Joseph P Pessetto, is a registered financial advisor currently at CYPRESS CAPITAL, LLC located in Raleigh, North Carolina.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Joseph has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Pessetto | Joseph P Pessetto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FRIENDSHIP 35 INC. DBA FIREHOUSE SUBS; NOT INV. RELATED; RICHMOND, VA; FAST CASUAL DINING - SUB SHOP; 4% OWNERSHIP; START DATE 9/12/2007. PESSTACHIO PRODUCTIONS; NOT INV. RELATED; RALEIGH, NC; OWNER/MANAGER; 1 HOUR MONTHLY; START DATE 9/2023. HELPY HOUR EVENTS; NOT INV. RELATED; RALEIGH, NC; OWNER/MANAGER; 5 HOURS MONTHLY; START DATE 9/23. VIRTUAL ASSISTANT LEARNING LAB; NOT INV. RELATED; RALEIGH, NC; OWNER/MANAGER; 1 HOUR MONHTLY; START DATE 01/2024.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Patrick Pessetto's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2025 - Present

CYPRESS CAPITAL, LLC

RIA

CRD#: 171266

Raleigh, NC

Past

September 18, 2018 - January 3, 2025

MUSIC ROW WEALTH MANAGEMENT

RIA

CRD#: 288944

Raleigh, NC

Past

January 1, 2008 - September 19, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WASHINGTON, DC

Past

January 1, 2008 - September 19, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WASHINGTON, DC

Past

September 3, 1999 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

WASHINGTON, DC

Past

August 24, 1998 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

WASHINGTON, DC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CYPRESS CAPITAL, LLC

CYPRESS CAPITAL, LLC | JP2 MANAGEMENT

CRD#: 171266 / SEC#: 801-79771

RIA

Registered Investment Advisory firm - (5/23/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(1/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/27/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/24/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/19/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/6/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/18/1998

General Securities Representative Examination

Current Firm

CYPRESS CAPITAL, LLC

CYPRESS CAPITAL, LLC | JP2 MANAGEMENT

CRD#: 171266 / SEC#: 801-79771

RIA

Registered Investment Advisory firm - (5/23/2014 Approved)

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Contact information

Main Address

436 Main Street Suite 205, Franklin, TN 37064

Mailing Address

Phone number

(615) 467-6075

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CYPRESS CAPITAL, LLC ADV 2A (6/19/2025)

Regulatory assets under management

Total Number of Accounts	1,534
AUM (Assets Under Management)	$ 413,509,631

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph P. Pessetto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Patrick Pessetto's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUSIC ROW WEALTH MANAGEMENT

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

CYPRESS CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/27/1999

Series 63

Date: 8/24/1998

SIE

Date: 9/19/2018

Series 31

Date: 11/6/2009

Series 7

Date: 8/18/1998

Current Firm

CYPRESS CAPITAL, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CYPRESS CAPITAL, LLC

TRUST BUT VERIFY

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