Darla C. Ripley
Professional summary
Darla Chapman Ripley, who also goes by Darla Ann Chapman, Darla Ann Ripley, is a registered financial advisor currently at OXBOW ADVISORS, LLC located in Dallas, Texas.
Darla is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Darla has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Darla Chapman Ripley's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2012 - Present
OXBOW ADVISORS, LLC
January 1, 1999 - April 27, 2012
FORRESTER FINANCIAL ADVISORS
August 3, 1998 - August 4, 2000
RUSHMORE SECURITIES CORPORATION
Primary Firm SEC Registration
OXBOW ADVISORS, LLC
CRD#: 156393 / SEC#: 801-72387
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/30/2012)
Exams
Current Firm
OXBOW ADVISORS, LLC
CRD#: 156393 / SEC#: 801-72387
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,625 |
| AUM (Assets Under Management) | $ 2,097,433,511 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2024 | ||
| 03/14/2024 | ||
| 02/08/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
