Alim Kassam

RAMA CAPITAL PARTNERS

Calabasas, CA 91301

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CRD#: 3082938

Professional summary

Alim Kassam is a registered financial advisor currently at RAMA CAPITAL PARTNERS located in Calabasas, California.

Alim is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Alim has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRESIDENT OF AK HOLDINGS, INC., 26901 AGOURA ROAD, #250, CALABASAS, CA 91301; APPROXIMATELY 3 HOURS PER MONTH, ALL DURING NON-SECURITIES TRADING HOURS CEO OF RAMA CAPITAL ADVISORS, INC., 26901 AGOURA ROAD, #250, CALABASAS, CA 91301; APPROXIMATELY 5 HOURS PER MONTH, ALL OF THE HOURS ARE DURING SECURITIES TRADING HOURS PRESIDENT OF ATHAS CAPITAL, INC., 26901 AGOURA ROAD, #250, CALABASAS, CA 91301; APPROXIMATELY 20 HOURS PER MONTH, APPROXIMATELY HALF OF THE HOURS DURING SECURITIES TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alim Kassam's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2021 - Present

RAMA CAPITAL PARTNERS

Office #1: 27001 Agoura Road, Suite 100, Calabasas, CA 91301

RIA

CRD#: 166347

Calabasas, CA

Past

January 27, 2020 - December 31, 2020

RAMA CAPITAL PARTNERS

RIA

CRD#: 166347

CALABASAS, CA

Past

December 9, 2016 - December 31, 2019

RAMA CAPITAL PARTNERS

RIA

CRD#: 166347

CALABASAS, CA

Past

October 31, 2013 - December 19, 2015

RAMA CAPITAL PARTNERS

RIA

CRD#: 166347

CALABASAS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/30/2012

Uniform Investment Adviser Law Examination

Current Firm

RAMA CAPITAL PARTNERS

RAMA CAPITAL PARTNERS | RAMA CAPITAL PARTNERS, LLC

CRD#: 166347 / SEC#: 801-92172

RIA

Registered Investment Advisory firm - (11/19/2015 Terminated)

California

Registered Investment Advisory firm - (2/17/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

27001 Agoura Road, Suite 100, Calabasas, CA 91301

Mailing Address

Phone number

(818) 930-5588

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 54,867,302

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alim Kassam

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alim Kassam's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAMA CAPITAL PARTNERS

RAMA CAPITAL PARTNERS

RAMA CAPITAL PARTNERS

RAMA CAPITAL PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/30/2012

Current Firm

RAMA CAPITAL PARTNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RAMA CAPITAL PARTNERS

TRUST BUT VERIFY

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