Larry D. Levy
Professional summary
Larry Dennis Levy is a registered financial professional currently at THE VERTICAL GROUP located in Red Bank, New Jersey.
Larry is registered as a RR (Registered Representative) and started their career in finance in 1972. Larry has worked at 12 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 5, PC, Series 000, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Larry Dennis Levy's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2013 - Present
THE VERTICAL GROUP
Office #1: 130 Maple Avenue Building 5, Ph, Red Bank, NJ 07701May 7, 2010 - May 30, 2013
ELEVATION, LLC
November 13, 2006 - April 9, 2007
COLLINS STEWART INC.
January 8, 2005 - December 5, 2006
TULLETT PREBON FINANCIAL SERVICES LLC
May 1, 2002 - January 21, 2005
BURLINGTON CAPITAL MARKETS INC.
May 24, 2001 - February 15, 2002
HAMILTON PARTNERS LIMITED
June 17, 1985 - May 18, 2001
BRADLEY WOODS & CO. LTD.
August 4, 1982 - December 14, 1998
GRUNTAL & CO., L.L.C.
November 30, 1981 - August 12, 1982
BALFOUR INVESTORS INC.
March 24, 1977 - September 4, 1981
BRUNS, NORDEMAN, REA & CO.
February 11, 1977 - April 10, 1977
SOURCE SECURITIES CORPORATION
October 18, 1972 - February 22, 1977
PRESCOTT, BALL & TURBEN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/3/2013)
(6/3/2013)
(6/3/2013)
(6/3/2013)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/4/2010
Limited Representative-Equity Trader ExamSeries 5
Date: 12/13/1982
Interest Rate Options ExaminationPC
Date: 9/8/1977
AMEX Put and Call ExamSeries 000
Date: 4/5/1973
General Securities Principal ExaminationSeries 1
Date: 10/12/1972
Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
THE VERTICAL GROUP
CRD#: 104353 / SEC#: , 8-52814
Contact information
FINRA licenses (30 States and Territories)
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
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