Gaetano B. Cappelletti

AFFINITY FINANCIAL ADVISORY

Allen Park, MI 48101

Some features on this profile are disabled

CRD#: 3082762

Professional summary

Gaetano Beniamino Cappelletti, who also goes by Nino Cappelletti, is a registered financial advisor currently at AFFINITY FINANCIAL ADVISORY located in Allen Park, Michigan.

Gaetano is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Gaetano has worked at 2 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nino Cappelletti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gaetano Beniamino Cappelletti's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2010 - Present

AFFINITY FINANCIAL ADVISORY

Office #1: 7300 Park Ave., Allen Park, MI 48101

RIA

CRD#: 134034

Allen Park, MI

Past

November 5, 2005 - November 21, 2005

AFFINITY FINANCIAL ADVISORY

RIA

CRD#: 134034

ALLEN PARK, MI

Past

September 4, 1998 - December 31, 2000

MEDALLION EQUITIES, INC.

CRD#: 43399

MARIETTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(8/25/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/6/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/24/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 3/4/1999

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/11/1999

General Securities Principal Examination

Current Firm

AFFINITY FINANCIAL ADVISORY

AFFINITY FINANCIAL ADVISORY | AFFINITY FINANCIAL ADVISORY, LLC | AFFINITY FINANCIAL ADVISORY, INC

CRD#: 134034 / SEC#:

Indiana

Registered Investment Advisory firm - (11/21/2005 Terminated)

Michigan

Registered Investment Advisory firm - (8/9/2005 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7300 Park Ave., Allen Park, MI 48101

Mailing Address

Phone number

(313) 294-9290

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	448
AUM (Assets Under Management)	$ 53,363,908

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Bruce Parmenter

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Southgate, MI

Lyndon Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

IAR

Farmington Hills, MI

James Mcdonough

J.P. MORGAN SECURITIES LLC

Redford, MI

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gaetano B. Cappelletti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gaetano Beniamino Cappelletti's CRS (Customer Relationship Summary).

Certified licenses

Experience

AFFINITY FINANCIAL ADVISORY

AFFINITY FINANCIAL ADVISORY

MEDALLION EQUITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/6/1998

Series 7

Date: 7/24/1998

Series 27

Date: 3/4/1999

Series 24

Date: 2/11/1999

Current Firm

AFFINITY FINANCIAL ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AFFINITY FINANCIAL ADVISORY

TRUST BUT VERIFY

Similar Advisors