Marc R. Mcdaniels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Richard Mcdaniels, who also goes by Marc R Mcdaniels, Marc Mcdaniels, was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1998. Marc had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2015 - May 20, 2019
EQUITABLE DISTRIBUTORS, LLC
September 30, 2013 - April 6, 2015
SYMETRA SECURITIES, INC.
March 29, 2011 - September 30, 2013
SIGNATOR FINANCIAL SERVICES, INC.
July 30, 2009 - September 25, 2009
MML INVESTORS SERVICES, LLC
April 23, 2007 - September 25, 2009
MML DISTRIBUTORS, LLC
October 9, 2006 - February 23, 2007
CAPITAL BROKERAGE CORPORATION
April 9, 2003 - June 29, 2006
ALLIANZ LIFE FINANCIAL SERVICES, LLC
November 8, 2000 - April 16, 2003
METROPOLITAN LIFE INSURANCE COMPANY
November 8, 2000 - April 16, 2003
MSI FINANCIAL SERVICES, INC.
December 24, 1998 - November 2, 2000
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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