Jonathan R. Lacey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Randall Lacey, CFP®, who also goes by Jonathan Lacey, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1998. Jonathan had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2017 - December 22, 2020
B|O|S
September 11, 2006 - February 19, 2015
FRANKLIN DISTRIBUTORS, LLC
November 5, 2003 - December 16, 2005
CITIGROUP GLOBAL MARKETS INC.
May 1, 2001 - October 24, 2003
J.P. MORGAN SECURITIES INC.
August 12, 1998 - May 1, 2001
JPMSI
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
B|O|S
CRD#: 110496 / SEC#: 801-51641
Contact information
Documents
Red Flags
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