Boyd G. Bender

WEA INVESTMENT SERVICES

Madison, WI 53713-3959

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CRD#: 3082505

Professional summary

Boyd Griswold Bender, who also goes by Boyd Bender, is a registered financial professional currently at WEA INVESTMENT SERVICES, INC. located in Madison, Wisconsin.

Boyd is registered as a RR (Registered Representative) and started their career in finance in 1998. Boyd has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Boyd Bender

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Boyd Griswold Bender's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2003 - Present

WEA INVESTMENT SERVICES, INC.

Office #1: 660 John Nolen Drive, Madison, WI 53713-3959Office #2: 660 John Nolen Drive, Madison, WI 53713Office #3: Mtea Building 5130 W. Vliet Street, Milwaukee, WI 53208

CRD#: 126907

Madison, WI

Past

June 5, 2002 - May 27, 2003

WEA TAX SHELTERED ANNUITY TRUST

CRD#: 40981

MADISON, WI

Past

September 23, 1998 - April 18, 2001

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(9/30/2021)

Indiana
(11/23/2021)

Massachusetts
(1/11/2022)

North Carolina
(9/15/2021)

Pennsylvania
(9/27/2021)

South Dakota
(9/29/2021)

Texas
(10/21/2021)

Wisconsin
(5/19/2003)

Exams

State Security Law Exam

Series 63

Date: 9/22/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/24/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/22/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/14/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WEA INVESTMENT SERVICES, INC.

CRD#: 126907 / SEC#: , 8-65926

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

660 John Nolen Drive, Madison, WI 53713-3959

Mailing Address

Po Box 7893, Madison, WI 53707

Phone number

(800) 279-4030

Established

Wisconsin since 04/10/2003

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (14 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
WEA MEMBER BENEFIT TRUST	SHAREHOLDER
BENDER, BOYD GRISWOLD	CCO	3082505
BENDER, BOYD GRISWOLD	PRESIDENT	3082505
BROWN, SUZANNE LEE	TRUSTEE/DIRECTOR
DIGMAN, CAROLYN KAY	FINOP	7125836
LOR, MAIWA	TRUSTEE/DIRECTOR	7786308
MAHONEY, KATHLEEN TRUDEAU	TRUSTEE/DIRECTOR	8120398
MARTINEZ, JESSE ANDREW	TRUSTEE/DIRECTOR	7977660
OLSEN-WIRTZ, PEGGY LYNN	TRUSTEE/DIRECTOR	7641439
UGORETZ, NATHAN LAKE	TRUSTEE/DIRECTOR	7641425
WILCOX, THOMAS JON JR	TRUSTEE/DIRECTOR	7977638

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Boyd G. Bender

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Boyd Griswold Bender's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEA TAX SHELTERED ANNUITY TRUST

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/22/1998

SIE

Date: 10/1/2018

Series 7

Date: 9/24/2002

Series 6

Date: 9/22/1998

Series 24

Date: 12/14/2015

FINRA

Current Firm

WEA INVESTMENT SERVICES, INC.

Contact information

FINRA licenses (14 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

WEA INVESTMENT SERVICES, INC.

TRUST BUT VERIFY

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