Edwin A. Levy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edwin A Levy, who also goes by Edwin Arnold Levy, was a registered financial professional .
Edwin is a previously registered financial professional and started their career in finance in 1960. Edwin had worked at 2 firms and has passed the Series 63, SIE, Series 1, Series 4 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 1994 - June 22, 2016
LEVY, HARKINS & CO., INC.
November 7, 1980 - June 22, 2016
LEVY, HARKINS & CO., INC.
May 16, 1960 - June 2, 1979
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 5/16/1960
Registered Representative ExaminationSeries 00
Date: 5/14/1973
General Securities Principal ExaminationCurrent Firm
LEVY, HARKINS & CO., INC.
CRD#: 8041 / SEC#: 801-14866, 8-24181
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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