Michael D. Egidi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Dennis Egidi was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 5 firms and has passed the Series 63, Series 22TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2022 - February 21, 2024
WNC CAPITAL CORPORATION
December 19, 2005 - April 8, 2009
CITIGROUP GLOBAL MARKETS INC.
November 28, 2005 - January 18, 2006
CITIGROUP GENEVA CAPITAL STRATEGIES INC.
April 6, 1999 - December 16, 2003
THE THIRD MARKET CORP.
November 3, 1998 - December 16, 1998
KNIGHT CAPITAL AMERICAS, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 10/18/2022
Direct Participation Programs Representative ExaminationSeries 55
Date: 10/15/1998
Limited Representative-Equity Trader ExamCurrent Firm
WNC CAPITAL CORPORATION
CRD#: 36174 / SEC#: , 8-47101
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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