Matthew J. Heaney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew John Heaney Mr., who also goes by Matthew John Heaney, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1998. Matthew had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2019 - June 17, 2019
VIRTU AMERICAS LLC
October 16, 2017 - June 17, 2019
VIRTU ITG LLC
September 24, 2012 - July 31, 2017
RAFFERTY CAPITAL MARKETS, LLC
July 2, 2012 - October 4, 2012
VIRTU AMERICAS LLC
November 21, 2002 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
June 17, 2002 - November 14, 2002
UBS CAPITAL MARKETS L.P.
December 14, 1998 - June 13, 2002
KNIGHT CAPITAL AMERICAS, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/5/1999
Limited Representative-Equity Trader ExamCurrent Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 57 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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