Daniel E. Landon
Professional summary
Daniel Elias Landon, who also goes by Daniel E Landon, Daniel E Levy, is a registered financial professional currently at SIEBERT WILLIAMS SHANK & CO., LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1973. Daniel has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Elias Landon's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 2015 - Present
SIEBERT WILLIAMS SHANK & CO., LLC
Office #1: 100 Wall Street 18th Floor, New York, NY 10005September 12, 2008 - April 6, 2009
RAMIREZ TRADETREK SECURITIES LLC
March 4, 1993 - November 5, 2015
SAMUEL A. RAMIREZ & COMPANY, INC.
May 24, 1991 - February 16, 1993
OPPENHEIMER & CO. INC.
October 22, 1986 - December 31, 1990
CREDIT SUISSE SECURITIES (USA) LLC
November 14, 1985 - October 16, 1986
KLEINWORT BENSON NORTH AMERICA INC.
February 7, 1984 - August 2, 1985
SMITH NEW COURT, INC.
May 19, 1978 - January 31, 1984
KIDDER, PEABODY & CO. INCORPORATED
May 22, 1973 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/21/2015)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 12/10/1991
AMEX Put and Call ExamSeries 1
Date: 5/21/1973
Registered Representative ExaminationFINRA
Current Firm
SIEBERT WILLIAMS SHANK & CO., LLC
CRD#: 42568 / SEC#: , 8-49877
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHANK WILLIAMS CISNEROS, LLC | OWNER | |
| CALABRISOTTO, DIANNE NMN | AML OFFICER | 1273900 |
| CALABRISOTTO, DIANNE NMN | CHIEF COMPLIANCE OFFICER & COO | 1273900 |
| CHANDA, ATEESH SINGH | CHIEF LEGAL OFFICER | 6973151 |
| DIAZ, DANIEL | FINANCIAL PRINCIPAL | 2214417 |
| HALL, GARY | CO-PRESIDENT | 4393662 |
| SHANK-WERDLOW, SUZANNE FRANCES | CEO, DIRECTOR OF PARENT | 1860931 |
| THOMPSON, WILLIAM COLRIDGE JR | CHIEF ADMINISTRATIVE OFFICER | 2316101 |
| WARNER, SOBANI MULENGA | CO-PRESIDENT | 1732009 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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