Daniel E. Landon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Elias Landon, who also goes by Daniel E Landon, Daniel E Levy, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1973. Daniel had worked at 9 firms and has passed the Series 63, Series 7TO, SIE, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2015 - March 3, 2026
SIEBERT WILLIAMS SHANK & CO., LLC
September 12, 2008 - April 6, 2009
RAMIREZ TRADETREK SECURITIES LLC
March 4, 1993 - November 5, 2015
SAMUEL A. RAMIREZ & COMPANY, INC.
May 24, 1991 - February 16, 1993
OPPENHEIMER & CO. INC.
October 22, 1986 - December 31, 1990
CREDIT SUISSE SECURITIES (USA) LLC
November 14, 1985 - October 16, 1986
KLEINWORT BENSON NORTH AMERICA INC.
February 7, 1984 - August 2, 1985
SMITH NEW COURT, INC.
May 19, 1978 - January 31, 1984
KIDDER, PEABODY & CO. INCORPORATED
May 22, 1973 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 12/10/1991
AMEX Put and Call ExamSeries 1
Date: 5/21/1973
Registered Representative ExaminationCurrent Firm
SIEBERT WILLIAMS SHANK & CO., LLC
CRD#: 42568 / SEC#: , 8-49877
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHANK WILLIAMS CISNEROS, LLC | OWNER | |
| CALABRISOTTO, DIANNE NMN | CHIEF COMPLIANCE OFFICER & COO | 1273900 |
| CALABRISOTTO, DIANNE NMN | AML OFFICER | 1273900 |
| CHANDA, ATEESH SINGH | CHIEF LEGAL OFFICER | 6973151 |
| DIAZ, DANIEL | FINANCIAL PRINCIPAL | 2214417 |
| HALL, GARY | CO-PRESIDENT | 4393662 |
| SHANK-WERDLOW, SUZANNE FRANCES | CEO, DIRECTOR OF PARENT | 1860931 |
| THOMPSON, WILLIAM COLRIDGE JR | CHIEF ADMINISTRATIVE OFFICER | 2316101 |
| WARNER, SOBANI MULENGA | CO-PRESIDENT | 1732009 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
