PJ

Paul N. Jasin

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CRD#: 3082213
PJ

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul Nicholas Jasin, who also goes by Pj Jasin, was a registered financial professional .

Paul is a previously registered financial professional and started their career in finance in 1998. Paul had worked at 3 firms and has passed the Series 63, Series 65, Series 50 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Pj Jasin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 19, 2012 - September 26, 2012

PRESTON SECURITIES, LLC

BD
CRD#: 155577
DALLAS, TX
Past

November 24, 2009 - December 27, 2016

SPECIALIZED PUBLIC FINANCE INC

RIA
CRD#: 148951
DALLAS, TX
Past

July 28, 1998 - February 23, 2000

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
IAR
Series 65
Date: 11/23/2009
Uniform Investment Adviser Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


PS
PRESTON SECURITIES, LLC
PRESTON SECURITIES, LLC

CRD#: 155577 / SEC#: , 8-68724

BD
Terminated by SEC on 11/25/2012
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Contact information


Main Address
Mailing Address
Phone number
Established
Texas since 03/22/2010
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
ADAMS, STEVEN ALLENMEMBER, CCO,CEO, CFO2007294
KIMBALL, GARRY RICHARDMEMBER2363615
VIAILLE, ROBERT VINCENT IIIMEMBER1413898
WEGMILLER, DANIEL EDWARDMEMBER, ASSISTANT COMPLIANCE OFFICER2399497
AMSBERRY, RICHARD FRANCISFINOP2917504

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PRESTON SECURITIES, LLC

CRD#: 155577

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