David J. Burtzlaff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David John Burtzlaff, who also goes by David John Burtzlaff, David Burtzlaff, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1998. David had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2018 - May 5, 2020
FARMERS FINANCIAL SOLUTIONS, LLC
July 8, 2015 - December 14, 2015
AVONDALE INVESTMENT MANAGEMENT LLC
June 2, 2014 - November 13, 2014
WOODBURY FINANCIAL SERVICES, INC.
June 2, 2014 - November 13, 2014
WOODBURY FINANCIAL SERVICES, INC.
November 2, 2012 - June 4, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 2, 2012 - June 4, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 24, 2007 - April 4, 2012
STEPHENS
October 17, 2002 - April 4, 2012
STEPHENS
January 4, 1999 - November 9, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 13, 1998 - November 2, 1998
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
