JS
Jackie L. Simpson
CW SECURITIES
Knoxville, TN 37923
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CRD#: 3081967
JS
Professional summary
Jackie Lee Simpson, who also goes by Jackie Lee Simpson Jr, Jackie Lee Jr Simpson, is a registered financial advisor currently at CW SECURITIES, LLC located in Knoxville, Tennessee.
Jackie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jackie has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jackie Lee Simpson Jr | Jackie Lee Jr Simpson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
He is a 33% owner of Pinkstaff, Simpson & Headrick, PC tax accounting firm. His compensation is derived from distribution of revenues of the firm. Approximately 90% of his time is spent with this company. It is not securities related.
He is 25% owner of PSH Audit & Assurance Services, LLC, a business audit company. He is compensated by distribution of the firms' revenues.
He is 100% owner of PSHH Financial Services. Approximately 3% of his time is spent as a consultant with this company. It is not securities related.
He is 22.5% owner of Professional Payroll Services, LLC (a payroll company). Approximately 3% of his time is spent as a consultant with this company.
Mr. Simpson has partnerships in several commercial properties in which he owns 10%-55%. He is compensated from rental income. He devotes less than 5% of his time with these entities.
All businesses are located at 8858 Cedar Springs Lane, Suite 5000, Knoxville, TN 37923.
CRS (Client Relationship Summary) - RIA
Click below to view Jackie Lee Simpson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jackie Lee Simpson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 21, 2018 - Present
CW SECURITIES, LLC
Office #1: 8870 Cedar Springs Lane Suite 208, Knoxville, TN 37923RIA
BD
CRD#: 124496
Knoxville, TN
Current
September 8, 2004 - Present
CW SECURITIES, LLC
Office #1: 8870 Cedar Springs Lane Suite 208, Knoxville, TN 37923RIA
BD
CRD#: 124496
Knoxville, TN
Past
June 19, 2002 - May 17, 2004
CAPITAL INVESTMENT GROUP, INC.
BD
CRD#: 14752
RALEIGH, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Tennessee(9/9/2004)
IAR
Tennessee(2/21/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CW SECURITIES, LLC
CW SECURITIES, LLC
CRD#: 124496 / SEC#: , 8-65683
Maryland
Registered Investment Advisory firm - SEC (6/26/2024 Approved)Tennessee
Registered Investment Advisory firm - SEC (5/28/2010 Approved)Texas
Registered Investment Advisory firm - SEC (9/30/2022 Conditional Restricted)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
8870 Cedar Springs Lane Suite 208, Knoxville, TN 37923
Mailing Address
8870 Cedar Springs Lane Suite 208, Knoxville, TN 37923
Phone number
(865) 690-9886
Established
Tennessee since 02/01/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
3
FINRA licenses (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 224 |
| AUM (Assets Under Management) | $ 103,539,085 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CW SECURITIES, LLC
CRD#: 124496Knoxville, TN 37923TRUST BUT VERIFY
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