PM
Peter J. Mcguinness
BESSEMER INVESTOR SERVICES
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 3081934
PM
Professional summary
Peter J Mcguinness, CFP®, who also goes by Peter J. Mcguinness, is a registered financial professional currently at BESSEMER INVESTOR SERVICES, INC. located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1998. Peter has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Peter J. Mcguinness
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Peter J Mcguinness's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 25, 2011 - Present
BESSEMER INVESTOR SERVICES, INC.
Office #1: 1271 Avenue Of The Americas 46th Floor, New York, NY 10020BD
CRD#: 17442
NEW YORK, NY
Past
October 1, 2008 - June 16, 2011
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
May 1, 2001 - October 1, 2008
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
August 24, 1998 - May 1, 2001
JPMSI
BD
CRD#: 15733
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/5/2011)
RR
Alaska(8/5/2011)
RR
Arizona(8/5/2011)
RR
Arkansas(8/5/2011)
RR
California(8/5/2011)
RR
Colorado(8/5/2011)
RR
Connecticut(8/5/2011)
RR
Delaware(8/5/2011)
RR
District of Columbia(8/5/2011)
RR
Florida(8/5/2011)
RR
Georgia(8/5/2011)
RR
Hawaii(8/5/2011)
RR
Idaho(8/5/2011)
RR
Illinois(8/5/2011)
RR
Indiana(8/5/2011)
RR
Iowa(8/5/2011)
RR
Kansas(8/5/2011)
RR
Kentucky(8/5/2011)
RR
Louisiana(8/5/2011)
RR
Maine(8/5/2011)
RR
Maryland(8/5/2011)
RR
Massachusetts(8/5/2011)
RR
Michigan(8/5/2011)
RR
Minnesota(8/5/2011)
RR
Mississippi(8/5/2011)
RR
Missouri(8/5/2011)
RR
Montana(8/5/2011)
RR
Nebraska(8/5/2011)
RR
Nevada(8/5/2011)
RR
New Hampshire(8/5/2011)
RR
New Jersey(8/5/2011)
RR
New Mexico(8/5/2011)
RR
New York(7/25/2011)
RR
North Carolina(8/8/2011)
RR
North Dakota(8/5/2011)
RR
Ohio(8/8/2011)
RR
Oklahoma(8/5/2011)
RR
Oregon(8/5/2011)
RR
Pennsylvania(8/5/2011)
RR
Puerto Rico(8/5/2011)
RR
Rhode Island(8/5/2011)
RR
South Carolina(8/5/2011)
RR
South Dakota(8/5/2011)
RR
Tennessee(11/12/2020)
RR
Texas(8/5/2011)
RR
Utah(8/5/2011)
RR
Vermont(8/5/2011)
RR
Virginia(8/5/2011)
RR
Washington(8/5/2011)
RR
West Virginia(8/5/2011)
RR
Wisconsin(8/5/2011)
RR
Wyoming(8/5/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BESSEMER INVESTOR SERVICES, INC.
BESSEMER INVESTOR SERVICES, INC.
CRD#: 17442 / SEC#: , 8-35199
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1271 Avenue Of The Americas 46 Floor, New York, NY 10020
Mailing Address
1271 Avenue Of The Americas 46 Floor, New York, NY 10020
Phone number
(212) 708-9100
Established
Delaware since 04/07/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BESSEMER TRUST COMPANY, N.A. | SHAREHOLDER | |
| BOYLE, PATRICK SIDNEY | SENIOR VICE PRESIDENT | 2472066 |
| GLOWACKI, JEFF JOSEPH | DIRECTOR/SENIOR VICE PRESIDENT | 2942946 |
| GUPTA, RITU | CHIEF COMPLIANCE OFFICER/ASSISTANT SECRETARY | 5059699 |
| MARQUEZ, MICHAEL ALLEN | DIRECTOR/PRESIDENT | 4413060 |
| MCBRIDE, TIMOTHY SEAN | SENIOR VICE PRESIDENT | 2554176 |
| PEDROSO, ARTURO GUSTAVO | SENIOR VICE PRESIDENT | 5161708 |
| SCHLUSSELBERG, BRIAN SCOTT | SENIOR VICE PRESIDENT | 4716582 |
| SLOAN, BENJAMIN PERRY | SENIOR VICE PRESIDENT | 4243057 |
| SYMINGTON, JANE REILLY | SENIOR VICE PRESIDENT | 2520317 |
| TRIMARCO MIRANDO, DIANA | ASSISTANT TREASURER/ASSISTANT FINANCIAL & OPERATIONS PRINCIPAL | 5714209 |
| YAWORSKY, GEORGE M. | TREASURER/FINANCIAL & OPERATIONS PRINCIPAL | 6425195 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
