Merle B. Levitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Merle Barry Levitt was a registered financial professional .
Merle is a previously registered financial professional and started their career in finance in 1972. Merle had worked at 5 firms and has passed the Series 63, Series 1, Series 40 and F04 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 1977 - December 3, 2009
RECOM SECURITIES, INC.
June 17, 1977 - September 29, 1977
BYWOOD DEVELOPMENT CORPORATION
August 31, 1976 - July 6, 1977
STARFN
February 27, 1976 - April 23, 1976
MIDWEST DISCOUNT SECURITIES, INC.
September 27, 1972 - April 4, 1974
G M CLARK AND CO INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 9/21/1972
Registered Representative ExaminationSeries 40
Date: 10/7/1976
Registered Principal ExaminationF04
Date: 9/9/1976
Financial Principal ExaminationCurrent Firm
RECOM SECURITIES, INC.
CRD#: 7488 / SEC#: , 8-21825
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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