Brian D. Breckenridge

INNOVATIVE FINANCIAL ADVISORS

LINCOLN, CA 95648

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CRD#: 3081708

Professional summary

Brian David Breckenridge, who also goes by Brian Breckenridge, David Breckenridge, is a registered financial advisor currently at INNOVATIVE FINANCIAL ADVISORS, LLC located in Lincoln, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Brian has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Breckenridge | David Breckenridge

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BRECKENRIDGE TAX & FINANCIAL SERVICES. 801 STERLING PKWY, STE 100-B LINCOLN, CA 95648. TAX PREPARATION, SEASONAL 60 HOURS PER MONTH, 60 HOURS PER MONTH DURING SECURITIES TRADING HOURS DURING PEAK 3 MONTHS. AT SAME ADDRESS,ALSO ENGAGED IN SELLING FIXED ANNUITIES, LIFE, HEALTH AND LONGTERM CARE INSURANCE. 60 HRS PER MONTH, 20 HRS PER MONTH DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian David Breckenridge's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2014 - Present

INNOVATIVE FINANCIAL ADVISORS, LLC

Office #1: 801 Sterling Pkwy Suite 100-b, Lincoln, CA 95648Office #2: 801 Sterling Pkwy Suite 100-b, Lincoln, CA 95648

RIA

CRD#: 171614

LINCOLN, CA

Past

August 13, 2012 - December 31, 2013

CREATIVEONE SECURITIES, LLC

CRD#: 152974

SAN RAMON, CA

Past

December 1, 2006 - August 20, 2012

QUESTAR CAPITAL CORPORATION

CRD#: 43100

SAN RAMON, CA

Past

September 27, 2002 - December 1, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

SAN RAMON, CA

Past

July 19, 2001 - September 25, 2002

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

PASADENA, CA

Past

December 5, 2000 - July 23, 2001

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

July 13, 1998 - November 30, 2000

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/3/2014)

IAR

Wyoming
(4/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/23/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/20/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/10/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INNOVATIVE FINANCIAL ADVISORS, LLC

CRD#: 171614 / SEC#:

California

Registered Investment Advisory firm - (7/3/2014 Approved)

Wyoming

Registered Investment Advisory firm - (4/25/2024 Approved)

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Contact information

Main Address

801 Sterling Pkwy Suite 100-b, Lincoln, CA 95648

Mailing Address

Phone number

(650) 440-1589

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian D. Breckenridge

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian David Breckenridge's CRS (Customer Relationship Summary).

Certified licenses

Experience

INNOVATIVE FINANCIAL ADVISORS, LLC

CREATIVEONE SECURITIES, LLC

QUESTAR CAPITAL CORPORATION

USALLIANZ SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/23/2014

Series 63

Date: 7/20/1998

Series 6

Date: 7/10/1998

Current Firm

INNOVATIVE FINANCIAL ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

INNOVATIVE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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