James B. Shaughness

LEGACY FINANCIAL ADVISORS

Reisterstown, MD

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CRD#: 3081675

Professional summary

James Bryan Shaughness is a registered financial advisor currently at LEGACY FINANCIAL ADVISORS located in Reisterstown, Maryland.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. James has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Various Insurance Companies; Independent Insurance Sales Agent; Investment Related; Life and Health Product Sales; Start Date 03/2026; 10 Hours/Month; 10 Hours During Trading Hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Bryan Shaughness's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2026 - Present

LEGACY FINANCIAL ADVISORS

RIA

CRD#: 335357

Reisterstown, MD

Past

January 10, 2000 - July 25, 2007

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

OWINGS MILLS, MD

Past

March 15, 1999 - January 30, 2026

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

OWINGS MILLS, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(8/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/11/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/12/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/26/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/12/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/3/2002

General Securities Principal Examination

Current Firm

LEGACY FINANCIAL ADVISORS

LEGACY FINANCIAL ADVISORS | LEGACY FINANCIAL ADVISORS, LLC

CRD#: 335357 / SEC#:

Maryland

Registered Investment Advisory firm - (6/10/2025 Approved)

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Contact information

Main Address

100 West Road, Suite 300, Towson, MD 21204

Mailing Address

Phone number

(410) 929-3830

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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James B. Shaughness

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Bryan Shaughness's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACY FINANCIAL ADVISORS

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/11/2026

Series 63

Date: 5/12/1999

SIE

Date: 10/1/2018

Series 7

Date: 7/26/1999

Series 6

Date: 3/12/1999

Series 24

Date: 12/3/2002

Current Firm

LEGACY FINANCIAL ADVISORS

Contact information

Documents

Red Flags

Company Information

LEGACY FINANCIAL ADVISORS

TRUST BUT VERIFY

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