PD
Patrick S. Durham
FIFTH THIRD SECURITIES
Ft. Lauderdale, FL 33301
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CRD#: 3081486
PD
Patrick S DurhamFIFTH THIRD SECURITIES
Professional summary
Patrick S Durham, who also goes by Patrick S Durham, Patrick Durham, is a registered financial advisor currently at FIFTH THIRD SECURITIES, INC. located in Ft. Lauderdale, Florida.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Patrick has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Aliases
Patrick S Durham | Patrick Durham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Outside Employment; Comerica; Financial Advisor; Financial Advisor; 1 Federal Highway, , Boca Raton, FL, 33432; Investment-Related; 04/25/2025; 60 hours per month; 60 during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick S Durham's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Patrick S Durham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 13, 2026 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 100 Ne Third Ave Suite 900, Ft. Lauderdale, FL 33301Office #2: 1 S Federal Highway, Boca Raton, FL 33432Office #3: 155 E Blue Heron Blvd, Riviera Beach, FL 33404RIA
BD
CRD#: 628
Ft. Lauderdale, FL
Current
July 10, 2026 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 100 Ne Third Ave Suite 900, Ft. Lauderdale, FL 33301Office #2: 1 S Federal Highway, Boca Raton, FL 33432Office #3: 155 E Blue Heron Blvd, Riviera Beach, FL 33404RIA
BD
CRD#: 628
Ft. Lauderdale, FL
Past
April 28, 2025 - September 22, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Ft Lauderdale, FL
Past
April 25, 2025 - September 22, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Ft Lauderdale, FL
Past
February 7, 2020 - April 27, 2025
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
BOCA RATON, FL
Past
February 7, 2020 - April 27, 2025
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
BOCA RATON, FL
Past
October 1, 2018 - February 14, 2020
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
BOCA RATON, FL
Past
October 1, 2018 - February 14, 2020
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
BOCA RATON, FL
Past
September 14, 2015 - October 9, 2018
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BOCA RATON, FL
Past
September 11, 2015 - October 9, 2018
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BOCA RATON, FL
Past
June 1, 2009 - September 28, 2015
MORGAN STANLEY
RIA
CRD#: 149777
BOCA RATON, FL
Past
June 1, 2009 - September 28, 2015
MORGAN STANLEY
BD
CRD#: 149777
BOCA RATON, FL
Past
June 9, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
BOCA RATON, FL
Past
June 5, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
BOCA RATON, FL
Past
June 15, 2000 - June 26, 2008
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
BOCA RATON, FL
Past
June 14, 2000 - June 26, 2008
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/10/2026)
RR
Florida(7/10/2026)
IAR
Florida(7/13/2026)
RR
Georgia(7/10/2026)
RR
Indiana(9/22/2026)
RR
Massachusetts(9/22/2026)
RR
Michigan(7/23/2026)
RR
New Jersey(7/10/2026)
RR
New York(7/10/2026)
RR
Pennsylvania(9/22/2026)
RR
Tennessee(7/10/2026)
RR
Virginia(9/22/2026)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
34 Fountain Square Plaza Md 1090xb, Cincinnati, OH 45263
Mailing Address
38 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Phone number
(888) 889-1025
Established
Ohio since 05/01/1925
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
13,533
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 47,014 |
| AUM (Assets Under Management) | $ 10,924,793,999 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIFTH THIRD SECURITIES, INC.
CRD#: 628Ft. Lauderdale, FL 33301TRUST BUT VERIFY
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