Brad R. Sanders

TECTONIC ADVISORS LLC

FRISCO, TX 75034

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CRD#: 3081346

Professional summary

Brad Robert Sanders is a registered financial advisor currently at TECTONIC ADVISORS LLC located in Frisco, Texas and CAIN, WATTERS & ASSOCIATES, LLC located in Frisco, Texas.

Brad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Brad has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Sanders is separately registered as an Investment Adviser Representative of Cain, Watters & Associates, LLC, an affiliated investment adviser registered with the Securities and Exchange Commission. Mr. Sanders spends a negligible amount of time in his capacities at Cain, Watters & Associates, LLC. SEMI-PROFESSIONAL MUSICIAN. WORK APPROXIMATELY 10 HOURS PER MONTH AT NIGHT OR WEEKENDS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brad Robert Sanders's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2009 - Present

TECTONIC ADVISORS LLC

Office #1: 17 Cowboys Way Ste 250, Frisco, TX 75034

RIA

CRD#: 139713

FRISCO, TX

Current

May 22, 2012 - Present

CAIN, WATTERS & ASSOCIATES, LLC

Office #1: 17 Cowboys Way, Suite 300, Frisco, TX 75034

RIA

CRD#: 111521

FRISCO, TX

Past

April 6, 2006 - March 9, 2009

FIRST DALLAS SECURITIES INCORPORATED

RIA

CRD#: 24549

DALLAS, TX

Past

March 26, 2002 - March 9, 2009

HODGES CAPITAL MANAGEMENT INC

RIA

CRD#: 110080

DALLAS, TX

Past

July 6, 2001 - March 9, 2009

FIRST DALLAS SECURITIES INCORPORATED

CRD#: 24549

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TECTONIC ADVISORS LLC

III TO I FINANCIAL MANAGEMENT RESEARCH, L.P. | TECTONIC ADVISORS LLC

CRD#: 139713 / SEC#: 801-66385

RIA

Registered Investment Advisory firm - (4/21/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/11/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/19/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/27/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/5/2001

General Securities Representative Examination

Current Firm

TECTONIC ADVISORS LLC

III TO I FINANCIAL MANAGEMENT RESEARCH, L.P. | TECTONIC ADVISORS LLC

CRD#: 139713 / SEC#: 801-66385

RIA

Registered Investment Advisory firm - (4/21/2006 Approved)

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Contact information

Main Address

17 Cowboys Way Ste 250, Frisco, TX 75034

Mailing Address

Phone number

(713) 250-4200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TECTONIC ADVISORS LLC FORM ADV PART 2 BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	7,991
AUM (Assets Under Management)	$ 4,346,451,704

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/24/2024	Cover Page	Report
03/06/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brad R. Sanders

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brad Robert Sanders's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAIN, WATTERS & ASSOCIATES, LLC

FIRST DALLAS SECURITIES INCORPORATED

HODGES CAPITAL MANAGEMENT INC

FIRST DALLAS SECURITIES INCORPORATED

Primary Firm SEC Registration

TECTONIC ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/19/2001

Series 63

Date: 6/27/2001

Series 7

Date: 7/5/2001

Current Firm

TECTONIC ADVISORS LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TECTONIC ADVISORS LLC

TRUST BUT VERIFY

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