Shannon S. Carson

ALLIANCE WEALTH MANAGEMENT

Dallas, TX

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CRD#: 3081343

Professional summary

Shannon Scott Carson is a registered financial advisor currently at ALLIANCE WEALTH MANAGEMENT, LLC located in Dallas, Texas.

Shannon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Shannon has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) CAPITAL SECURITY FINANCIAL SERVICES LLC, POSITION: PRESIDENT; NATURE: INSURANCE. INVESTMENT RELATED: NO, ADDRESS: 900 Excalibur Drive, Highland Village, TX 75077, NUMBER OF HOURS PER MONTH DEVOTED TO THE OTHER BUSINESS: 3 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING TRADING HOURS:2 START DATE: 11/1999 DESCRIPTION: MARKET FIXED AND FIXED INDEXED ANNUITIES TO 403B & 457 MARKET. (2) ALLIANCE WEALTH MANAGEMENT LLC, POSITION: PRESIDENT, IAR. NATURE: INVESTMENT ADVICE, INVESTMENT RELATED: YES, ADDRESS: 900 Excalibur Drive, Highland Village, TX 75077, NUMBER OF HOURS PER MONTH DEVOTED TO THE OTHER BUSINESS: 32, NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING TRADING HOURS: 20, SHANNON SCOTT CARSON IS THE SOLE OWNER. MR. CARSON OWNS AND HAS THE DUTIES OF MANAGING THE GENERAL OPERATIONS OF THE FIRM AND THE MANAGEMENT OF CLIENT ACCOUNTS. START DATE: 01/2010 DESCRIPTION: MANAGE THE FINANCIAL AFFAIRS OF FAMILIES IN TEXAS.(3) Carson Roofing, 3817 Skyline Dr, Plano, TX 75025, Sales, Annual Compensation $6k-18k, Non Investment Related, 4-8 HPM, 5-10 HPM during trading, Sale of new roofs to home owners.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Scott Carson's CRS (Customer Relationship Summary).

CRD#: 20291

DALLAS, TX

Past

December 21, 1998 - January 6, 1999

ARAGON FINANCIAL SERVICES, INC.

CRD#: 16023

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(8/5/2019)

IAR

Texas
(8/18/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/1/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/19/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/12/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALLIANCE WEALTH MANAGEMENT, LLC

ALLIANCE WEALTH MANAGEMENT, LLC | CARSON, SHANNON

CRD#: 172330 / SEC#:

Arkansas

Registered Investment Advisory firm - (8/2/2019 Approved)

Texas

Registered Investment Advisory firm - (8/18/2014 Approved)

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Contact information

Main Address

Dallas, TX

Mailing Address

Phone number

(888) 852-5412

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	64
AUM (Assets Under Management)	$ 10,585,475

Red Flags

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Shannon S. Carson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Scott Carson's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONTICELLO INVESTMENT SERVICES, INC.

CG ADVISORY SERVICES

AMERICAN INVESTMENT SERVICES

MIDAMERICA FINANCIAL SERVICES, INC.

AMERICAN INVESTMENT SERVICES

INSTITUTIONAL SECURITIES CORPORATION

INSTITUTIONAL SECURITIES CORPORATION

ARAGON FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/1/2007

Series 63

Date: 11/19/1998

Series 6

Date: 10/12/1998

Current Firm

ALLIANCE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALLIANCE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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