Howard R. Bradley

CHICAGO PARTNERS INVESTMENT GROUP LLC

Victor, NY

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CRD#: 3081250

Professional summary

Howard Robert Bradley, CFP®, CIMA®, who also goes by H. Robert Bradley, Rob Bradley, is a registered financial advisor currently at CHICAGO PARTNERS INVESTMENT GROUP LLC located in Victor, New York.

Howard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Howard has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

H. Robert Bradley | Rob Bradley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

H. Robert Bradley investment-related 90 Linden Oaks, Suite 220, Rochester, NY 14625 Insurance Agency Independent Insurance Agent, Sole Proprietor 07/17/2012 4 hours per month <1 hour per day during trading Sell Fixed Life and Annuities Veritas Planned Capital not investment-related 90 Linden Oaks, Suite 220, Rochester, NY 14625 Administrative Operations Owner 12/01/2009 0 hours per month 0 hours during trading no duties

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howard Robert Bradley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

CIMA^®

Certified Investment Management Analyst

Experience

Current

June 6, 2023 - Present

CHICAGO PARTNERS INVESTMENT GROUP LLC

RIA

CRD#: 147662

Victor, NY

Past

February 18, 2021 - August 14, 2023

NORTHLANDING FINANCIAL PARTNERS, LLC

RIA

CRD#: 167055

ROCHESTER, NY

Past

January 6, 2017 - December 31, 2020

NORTHLANDING FINANCIAL PARTNERS, LLC

RIA

CRD#: 167055

ROCHESTER, NY

Past

September 6, 2016 - June 1, 2023

MUTUAL SECURITIES, INC.

CRD#: 13092

Rochester, NY

Past

July 2, 2015 - December 31, 2016

NORTHLANDING FINANCIAL PARTNERS, LLC

RIA

CRD#: 167055

ROCHESTER, NY

Past

July 29, 2011 - December 31, 2015

WALL STREET FINANCIAL GROUP, INC.

RIA

CRD#: 35830

ROCHESTER, NY

Past

July 29, 2011 - September 2, 2016

WALL STREET FINANCIAL GROUP, INC.

CRD#: 35830

ROCHESTER, NY

Past

December 23, 2009 - August 1, 2011

ENSEMBLE FINANCIAL SERVICES, INC.

RIA

CRD#: 17443

PITTSFORD, NY

Past

June 10, 2009 - August 1, 2011

ENSEMBLE FINANCIAL SERVICES, INC.

CRD#: 17443

PITTSFORD, NY

Past

December 17, 2001 - May 1, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

December 17, 2001 - May 14, 2009

OSAIC FA, INC.

CRD#: 3978

ROCHESTER, NY

Past

August 14, 1998 - December 21, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHICAGO PARTNERS INVESTMENT GROUP LLC

CRD#: 147662 / SEC#: 801-69500

RIA

Registered Investment Advisory firm - (8/14/2008 Approved)

Ohio

Registered Investment Advisory firm - (1/7/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/24/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/24/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/11/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/13/1998

General Securities Representative Examination

Current Firm

CHICAGO PARTNERS INVESTMENT GROUP LLC

CRD#: 147662 / SEC#: 801-69500

RIA

Registered Investment Advisory firm - (8/14/2008 Approved)

Ohio

Registered Investment Advisory firm - (1/7/2022 Terminated)

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Contact information

Main Address

1 North Wacker Drive Suite 4075, Chicago, IL 60606

Mailing Address

Phone number

(312) 284-6363

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV FIRM BROCHURE (3/30/2025)

Regulatory assets under management

Total Number of Accounts	7,713
AUM (Assets Under Management)	$ 5,958,850,183

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/12/2025	Cover Page	Report
10/11/2024	Cover Page	Report
03/11/2024	Cover Page	Report
04/25/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Howard R. Bradley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howard Robert Bradley's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHLANDING FINANCIAL PARTNERS, LLC

NORTHLANDING FINANCIAL PARTNERS, LLC

MUTUAL SECURITIES, INC.

NORTHLANDING FINANCIAL PARTNERS, LLC

WALL STREET FINANCIAL GROUP, INC.

WALL STREET FINANCIAL GROUP, INC.

ENSEMBLE FINANCIAL SERVICES, INC.

ENSEMBLE FINANCIAL SERVICES, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CHICAGO PARTNERS INVESTMENT GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/24/1998

Series 63

Date: 8/24/1998

SIE

Date: 10/1/2018

Series 31

Date: 9/11/1998

Series 7

Date: 8/13/1998

Current Firm

CHICAGO PARTNERS INVESTMENT GROUP LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CHICAGO PARTNERS INVESTMENT GROUP LLC

TRUST BUT VERIFY

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