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DM

David Mar

YORK SECURITIES
New York, NY 10038
Some features on this profile are disabled
CRD#: 3081027
DM

Professional summary

David Mar is a registered financial professional currently at YORK SECURITIES, INC. located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 1998. David has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Mar's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 17, 1999 - Present

YORK SECURITIES, INC.

Office #1: 160 Broadway, New York, NY 10038Office #2: 160 Broadway, New York, NY 10038
BD
CRD#: 8056
New York, NY
Past

August 24, 1998 - December 7, 1999

GLOBAL ARENA CAPITAL CORP

BD
CRD#: 16871
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(11/17/1999)

Exams

State Security Law Exam
RR
Series 63
Date: 8/28/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/22/1998
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

YS
YORK SECURITIES, INC.
YORK SECURITIES, INC.

CRD#: 8056 / SEC#: , 8-24126

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
160 Broadway, New York, NY 10038
Mailing Address
160 Broadway, New York, NY 10038
Phone number
(212) 349-9700
Established
New York since 08/13/1979
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CORCORAN, DAVID JOHNPRESIDENT, CCO, AML,CROP,CFO54063
CORCORAN, DAVID WILLIAMCHIEF OPERATIONS OFFICER1963683

Disclosures

Regulatory Event7
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

YORK SECURITIES, INC.

CRD#: 8056New York, NY 10038

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