David Lyle Mathewson
Professional Summary
David Lyle Mathewson was a registered financial advisor. David was a previously registered financial professional and started their career in finance 2011 - 2016. David had worked at 2 firms and has passed the SIE, Series 82, Series 22 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
GOLDEN FORTUNES SECURITIES, INC. | MARATHON CAPITAL MARKETS, LLC | MARATHON CAPITAL MARKETS, INC. | MARATHON CAPITAL | MADISON MERCHANT PARTNERS, INC.
Contact Information
Main Address
200 W. Madison Street Suite 3700, Chicago, IL 60606Mailing Address
200 W. Madison Street Suite 3700, Chicago, IL 60606Phone Number
(312) 989-1350Established
Delaware since 01/01/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (45 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82 — Limited Representative-Private Securities Offerings
Passed Sep 2011About the Series 82 examSeries 22 — Direct Participation Programs Representative Examination
Passed Mar 2011About the Series 22 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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