Michael J. Stamberger
Professional summary
Michael Jon Stamberger, who also goes by Mike Stamberger, is a registered financial professional currently at BTIG, LLC located in Red Bank, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Jon Stamberger's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 19, 2010 - Present
BTIG, LLC
Office #1: 34 Broad Street 2nd Floor, Red Bank, NJ 07701January 31, 2008 - February 22, 2010
PALI CAPITAL, INC.
May 27, 2004 - January 16, 2008
WEEDEN & CO.L.P.
August 24, 1998 - June 10, 2004
JEFFERIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/19/2010)
(2/19/2010)
(2/19/2010)
(6/17/2011)
(11/8/2022)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(3/31/2011)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(11/2/2010)
(7/15/2016)
(4/15/2016)
(2/19/2010)
(3/2/2010)
(1/12/2023)
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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