David M. Canal

CONTRAVISORY INVESTMENT MANAGEMENT

Norwell, MA 02061

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CRD#: 3080959

Professional summary

David Michael Canal, who also goes by Ace Canal, Dave Canal, is a registered financial advisor currently at CONTRAVISORY INVESTMENT MANAGEMENT, INC. located in Norwell, Massachusetts.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. David has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ace Canal | Dave Canal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Canal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 23, 2007 - Present

CONTRAVISORY INVESTMENT MANAGEMENT, INC.

Office #1: 120 Longwater Drive Suite 100, Norwell, MA 02061

RIA

CRD#: 109767

Norwell, MA

Past

July 24, 1998 - October 7, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 24, 1998 - October 7, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONTRAVISORY INVESTMENT MANAGEMENT, INC.

CONTRAVISORY INVESTMENT MANAGEMENT, INC. | CONTRAVISORY RESEARCH CORP | CONTRAVISORY RESEARCH & MANAGEMENT CORP.

CRD#: 109767 / SEC#: 801-9168

RIA

Registered Investment Advisory firm - (3/25/1973 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(11/23/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/20/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/31/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/23/1998

General Securities Representative Examination

Current Firm

CONTRAVISORY INVESTMENT MANAGEMENT, INC.

CONTRAVISORY INVESTMENT MANAGEMENT, INC. | CONTRAVISORY RESEARCH CORP | CONTRAVISORY RESEARCH & MANAGEMENT CORP.

CRD#: 109767 / SEC#: 801-9168

RIA

Registered Investment Advisory firm - (3/25/1973 Approved)

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Contact information

Main Address

120 Longwater Drive Suite 100, Norwell, MA 02061

Mailing Address

Phone number

(781) 740-1786

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 CONTRAVISORY ADV2 (A&B) (3/11/2025)

Regulatory assets under management

Total Number of Accounts	589
AUM (Assets Under Management)	$ 628,163,317

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David M. Canal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Canal's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONTRAVISORY INVESTMENT MANAGEMENT, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CONTRAVISORY INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/20/2007

Series 63

Date: 7/31/1998

Series 7

Date: 7/23/1998

Current Firm

CONTRAVISORY INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONTRAVISORY INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

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