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JL

Joseph Luisi

Some features on this profile are disabled
CRD#: 3080949
JL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Luisi was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 1999. Joseph had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 30, 2020 - November 30, 2020

UNFCU ADVISORS LLC

RIA
CRD#: 136572
New York, NY
Past

December 6, 2019 - December 18, 2020

COPPER FINANCIAL

BD
CRD#: 168203
New York, NY
Past

March 28, 2018 - December 9, 2018

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
WOODBRIDGE, NJ
Past

March 31, 2009 - November 2, 2009

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
STATEN ISLAND, NY
Past

February 27, 2008 - February 9, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA
Past

December 15, 2006 - June 21, 2007

PACIFIC SELECT DISTRIBUTORS, LLC

BD
CRD#: 4452
NEWPORT BEACH, CA
Past

January 24, 2005 - November 27, 2006

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
COLUMBUS, OH
Past

June 8, 2004 - January 6, 2005

GLOBAL ATLANTIC DISTRIBUTORS, LLC

BD
CRD#: 8326
HARTFORD, CT
Past

January 30, 2004 - June 10, 2004

FISERV INVESTOR SERVICES, INC.

BD
CRD#: 34637
HOUSTON, TX
Past

February 19, 2002 - January 16, 2004

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

December 21, 2001 - February 14, 2002

FISERV INVESTOR SERVICES, INC.

BD
CRD#: 34637
HOUSTON, TX
Past

February 22, 1999 - December 11, 2001

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UA
UNFCU ADVISORS LLC
UNFCU ADVISORS LLC | UNFCU FINANCIAL SERVICES, LLC | UNFCU FINANCIAL ADVISORS | UNFCU ADVISORS, LLC

CRD#: 136572 / SEC#: 801-67069

RIA
Registered Investment Advisory firm - (8/8/2006 Approved)
New York
Registered Investment Advisory firm - (8/9/2006 Cancelled)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/22/2020
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/5/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/28/2018
General Securities Representative Examination

Current Firm

UA
UNFCU ADVISORS LLC
UNFCU ADVISORS LLC | UNFCU FINANCIAL SERVICES, LLC | UNFCU FINANCIAL ADVISORS | UNFCU ADVISORS, LLC

CRD#: 136572 / SEC#: 801-67069

RIA
Registered Investment Advisory firm - (8/8/2006 Approved)
New York
Registered Investment Advisory firm - (8/9/2006 Cancelled)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
24-01 44th Road, Long Island City, NY 11101-4605
Mailing Address
Phone number
(212) 324-3900
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (ADV PART 2) (3/20/2026)

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 30,432,825

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UNFCU ADVISORS LLC

CRD#: 136572

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