Joseph Luisi

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CRD#: 3080949

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Luisi was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 1999. Joseph had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 30, 2020 - November 30, 2020

UNFCU ADVISORS LLC

RIA

CRD#: 136572

New York, NY

Past

December 6, 2019 - December 18, 2020

COPPER FINANCIAL

CRD#: 168203

New York, NY

Past

March 28, 2018 - December 9, 2018

EQUITABLE ADVISORS, LLC

CRD#: 6627

WOODBRIDGE, NJ

Past

March 31, 2009 - November 2, 2009

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

STATEN ISLAND, NY

Past

February 27, 2008 - February 9, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

December 15, 2006 - June 21, 2007

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Past

January 24, 2005 - November 27, 2006

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

June 8, 2004 - January 6, 2005

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

January 30, 2004 - June 10, 2004

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

February 19, 2002 - January 16, 2004

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

December 21, 2001 - February 14, 2002

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

February 22, 1999 - December 11, 2001

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNFCU ADVISORS LLC

UNFCU ADVISORS LLC | UNFCU FINANCIAL SERVICES, LLC | UNFCU FINANCIAL ADVISORS | UNFCU ADVISORS, LLC

CRD#: 136572 / SEC#: 801-67069

RIA

Registered Investment Advisory firm - (8/8/2006 Approved)

New York

Registered Investment Advisory firm - (8/9/2006 Cancelled)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/22/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/5/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/28/2018

General Securities Representative Examination

Current Firm

UNFCU ADVISORS LLC

UNFCU ADVISORS LLC | UNFCU FINANCIAL SERVICES, LLC | UNFCU FINANCIAL ADVISORS | UNFCU ADVISORS, LLC

CRD#: 136572 / SEC#: 801-67069

RIA

Registered Investment Advisory firm - (8/8/2006 Approved)

New York

Registered Investment Advisory firm - (8/9/2006 Cancelled)

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Contact information

Main Address

24-01 44th Road, Long Island City, NY 11101-4605

Mailing Address

Phone number

(212) 324-3900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (ADV PART 2) (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 31,768,224

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph Luisi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COPPER FINANCIAL

EQUITABLE ADVISORS, LLC

MSI FINANCIAL SERVICES, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

PACIFIC SELECT DISTRIBUTORS, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

GLOBAL ATLANTIC DISTRIBUTORS, LLC

FISERV INVESTOR SERVICES, INC.

CITICORP INVESTMENT SERVICES

FISERV INVESTOR SERVICES, INC.

CITICORP INVESTMENT SERVICES

Primary Firm SEC Registration

UNFCU ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/22/2020

Series 63

Date: 3/5/2019

SIE

Date: 10/1/2018

Series 7

Date: 3/28/2018

Current Firm

UNFCU ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UNFCU ADVISORS LLC

TRUST BUT VERIFY

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