Robert M. Lipchus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Michael Lipchus, who also goes by Moose Lipchus, Robert Michael Lipchus Jr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2002. Robert had worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2019 - March 3, 2023
T3 TRADING GROUP, LLC
January 29, 2018 - December 10, 2018
HOLD BROTHERS CAPITAL LLC
July 14, 2015 - December 28, 2015
CHIMERA SECURITIES, LLC
September 17, 2014 - January 30, 2015
T3 TRADING GROUP, LLC
September 6, 2011 - September 16, 2011
QUASAR TRADING, LLC
March 23, 2011 - July 22, 2011
WTS PROPRIETARY TRADING GROUP LLC
September 15, 2006 - March 20, 2007
TAFFERER TRADING, LLC
January 6, 2004 - December 31, 2004
NOBLETRADING.COM, INC.
February 20, 2002 - December 31, 2003
WHITE PACIFIC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/27/2006
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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