Laurence H. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurence Huntington Taylor II, who also goes by Hunt Taylor II, was a registered financial professional .
Laurence is a previously registered financial professional and started their career in finance in 1998. Laurence had worked at 1 firm and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 1998 - April 13, 1999
VAN ECK CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VAN ECK CAPITAL, INC.
CRD#: 40746 / SEC#: , 8-49179
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VAN ECK ASSOCIATES CORPORATION | 100% DIRECT OWNER | |
| ELWOOD, THOMAS HENRY | VICE PRESIDENT, SECRETARY, CHIEF LEGAL OFFICER | 2961798 |
| MAXEY, PATRICIA ANN | SECRETARY | 4102812 |
| SMITH, BRUCE JOHN | CFO, FINOP | 1279698 |
| VANECK, DEREK STEVEN | DIRECTOR | 1535069 |
| VANECK, JAN FREDERICK | PRESIDENT, CHAIRMAN, CEO, CHIEF COMPLIANCE OFFICER | 1695680 |
Red Flags
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