Tracey L. Trapani
Professional summary
Tracey Lorraine Trapani, who also goes by Tracey L Trapani, is a registered financial advisor currently at ELEVATION POINT WEALTH PARTNERS, LLC located in Alpharetta, Georgia.
Tracey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Tracey has worked at 3 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tracey Lorraine Trapani's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2024 - Present
ELEVATION POINT WEALTH PARTNERS, LLC
Office #1: 6230 Avalon Boulevard, Alpharetta, GA 30009July 10, 2012 - September 9, 2024
UBS FINANCIAL SERVICES INC.
July 9, 2012 - September 9, 2024
UBS FINANCIAL SERVICES INC.
January 5, 2004 - June 27, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 31, 1998 - June 27, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ELEVATION POINT WEALTH PARTNERS, LLC
CRD#: 137068 / SEC#: 801-65068
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/6/2024)
Exams
Current Firm
ELEVATION POINT WEALTH PARTNERS, LLC
CRD#: 137068 / SEC#: 801-65068
Contact information
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,324 |
| AUM (Assets Under Management) | $ 2,434,909,737 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
