Michael P. Loftus

LOFTUS WEALTH STRATEGIES

Bethany Beach, DE

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CRD#: 3080317

Professional summary

Michael P Loftus, who also goes by Michael Patrick Loftus, Mike Loftus, is a registered financial advisor currently at LOFTUS WEALTH STRATEGIES located in Bethany Beach, Delaware.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Michael has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Patrick Loftus | Mike Loftus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BEACH 2 BAY INSURANCE - OWNER/INSURANCE REP - NON-VARIABLE INSURANCE - MILLVILLE, DE - SINCE 01/2010 - INVESTMENT RELATED - As a part of of our process, we offer Life insurance and in some cases Life-Long Term care options to clients. 2) LOFTUS COACHING & CONSULTING - OWNER - TEACHING/COACHING - MILLVILLE, DE - SINCE 01/2018 - NOT INVESTMENT RELATED. I offer consulting and marketing services to their advisors, including social media, marketing and video advice.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael P Loftus's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 17, 2021 - Present

LOFTUS WEALTH STRATEGIES

RIA

CRD#: 316582

Bethany Beach, DE

Past

October 30, 2019 - December 15, 2021

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

SCOTTSDALE, AZ

Past

October 30, 2019 - December 15, 2021

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

SCOTTSDALE, AZ

Past

February 7, 2012 - November 6, 2019

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Millville, DE

Past

February 7, 2012 - November 6, 2019

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Millville, DE

Past

April 29, 2011 - February 9, 2012

OSAIC WEALTH, INC.

RIA

CRD#: 23131

MILLVILLE, DE

Past

June 9, 2009 - February 9, 2012

OSAIC WEALTH, INC.

CRD#: 23131

MILLVILLE, DE

Past

February 6, 2009 - June 3, 2009

REALTY CAPITAL SECURITIES, LLC

CRD#: 145454

BOSTON, MA

Past

October 28, 2008 - November 19, 2008

FIVE X SECURITIES, LLC

CRD#: 8193

OAKTON, VA

Past

March 7, 2008 - July 1, 2008

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

CHARLOTTE, NC

Past

March 30, 2000 - February 25, 2008

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

GLEN MILLS, PA

Past

October 21, 1998 - February 18, 2000

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(11/17/2021)

IAR

Florida
(10/4/2022)

IAR

Pennsylvania
(1/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/27/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/3/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/24/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/28/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/8/2004

Investment Company Products/Variable Contracts Principal Examination

Current Firm

LOFTUS WEALTH STRATEGIES

LOFTUS WEALTH STRATEGIES | LOFTUS WEALTH STRATEGIES LLC

CRD#: 316582 / SEC#:

Delaware

Registered Investment Advisory firm - (10/19/2021 Approved)

Florida

Registered Investment Advisory firm - (10/4/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (1/28/2022 Approved)

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Contact information

Main Address

Bethany Beach, DE

Mailing Address

Phone number

(302) 251-8901

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	225
AUM (Assets Under Management)	$ 63,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael P. Loftus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael P Loftus's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

REALTY CAPITAL SECURITIES, LLC

FIVE X SECURITIES, LLC

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

COREBRIDGE CAPITAL SERVICES, INC.

GLOBAL ATLANTIC DISTRIBUTORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/27/2011

Series 63

Date: 8/3/1998

SIE

Date: 10/1/2018

Series 7

Date: 5/24/2008

Series 6

Date: 7/28/1998

Series 26

Date: 4/8/2004

Current Firm

LOFTUS WEALTH STRATEGIES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LOFTUS WEALTH STRATEGIES

TRUST BUT VERIFY

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