Christina A. Fontenette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christina Anne Fontenette, who also goes by Christina A Fontenette, Christina Anne Peltier, was a registered financial professional .
Christina is a previously registered financial professional and started their career in finance in 2000. Christina had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2021 - December 31, 2025
THE LEADERS GROUP, INC.
December 22, 2014 - April 5, 2019
J.P. MORGAN SECURITIES LLC
May 16, 2006 - June 13, 2007
THE LEADERS GROUP, INC.
July 1, 2003 - June 28, 2005
WELLS FARGO CLEARING SERVICES, LLC
September 7, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
