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Christina Anne Fontenette

Christina A. Fontenette

THE LEADERS GROUP | Investment Specialist
Summit, NJ 07901
Some features on this profile are disabled
CRD#: 3080151
Christina Anne Fontenette

Professional summary

Christina Anne Fontenette, who also goes by Christina A Fontenette, Christina Anne Peltier, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.

Christina is registered as a RR (Registered Representative) and started their career in finance in 2000. Christina has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

Biography

Christine is an Investment Specialist with J.P. Morgan Wealth Management. In her role, she works closely with the various strategists, asset class leaders, and product professionals across the firm to bring the vast investable universe of J.P. Morgan into digestible strategies for clients. Christine supports advisors with implementing different products based on client's individual needs and goals. She also takes an active role in portfolio construction and allocation of client portfolios. Christine has held a variety of roles at J.P Morgan, and most recently served as an Investment Associate for a wealth management team who was featured on Barron's Top 100 Advisors list from 2016-2020; where she served as a research/portfolio analyst on several investment strategies. She has also spent time in roles focused on transitioning and onboarding new advisors and their clients to the firm. Before joining J.P. Morgan, Christine worked in the hospitality industry. Born in Hong Kong, she can read and speak Cantonese and Mandarin. Christine is a graduate of Baruch College and has a BBA in Finance.
top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christina A Fontenette | Christina Anne Peltier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christina Anne Fontenette's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 1, 2021 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901
BD
CRD#: 37157
Summit, NJ
Past

December 22, 2014 - April 5, 2019

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
ROCKWALL, TX
Past

May 16, 2006 - June 13, 2007

THE LEADERS GROUP, INC.

BD
CRD#: 37157
SUMMIT, NJ
Past

July 1, 2003 - June 28, 2005

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

September 7, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(3/1/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 1/6/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 12/22/2014
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TL
THE LEADERS GROUP, INC.
SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP

CRD#: 37157 / SEC#: , 8-47639

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
475 Springfield Ave Suite 1, Summit, NJ 07901
Phone number
(303) 797-9080
Established
Delaware since 07/14/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.SHAREHOLDER
PETERS, ROBERT WILLIAMFINOP1704577
RILEY, ZORAH JANECHIEF COMPLIANCE OFFICER3015509
WICKERSHAM, SEAN DAVIDPRESIDENT4994630

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

THE LEADERS GROUP, INC.

Investment SpecialistCRD#: 37157Summit, NJ 07901

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