Patricia L. Morgan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Lane Morgan, who also goes by Patricia Janet Lane, Patricia Lane Mulligan, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1998. Patricia had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2026 - April 30, 2026
SPIRE SECURITIES, LLC
January 7, 2026 - April 30, 2026
SPIRE WEALTH MANAGEMENT, LLC
February 24, 2011 - December 31, 2025
SPIRE WEALTH MANAGEMENT, LLC
September 4, 2009 - December 31, 2025
SPIRE SECURITIES, LLC
April 24, 2009 - September 8, 2009
PURSHE KAPLAN STERLING INVESTMENTS
March 9, 2009 - March 3, 2011
CLEARPATH WEALTH MANAGEMENT, LLC
September 21, 1998 - April 1, 2009
CITIGROUP GLOBAL MARKETS INC.
September 1, 1998 - April 1, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
SPIRE SECURITIES, LLC
CRD#: 144131 / SEC#: , 8-67635
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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