Marius C. Stan
Professional summary
Marius Constantin Stan was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Marius is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Marius had worked at 2 firms, which includes NEBRASKA HUDSON COMPANY INC., PRINCETON SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 1999 - October 18, 2000
NEBRASKA HUDSON COMPANY, INC.
December 21, 1998 - January 6, 1999
PRINCETON SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEBRASKA HUDSON COMPANY, INC.
CRD#: 27501 / SEC#: , 8-43127
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITRADE HOLDING CORPORATION | PARENT CORPORATION | |
| RICKETTS, JOHN PETER | VICE CHAIRMAN / PRESIDENT/CROP/SROP | 2446207 |
| CAVANAUGH, JOHN STEPHEN III | DIRECTOR OF COMPLIANCE | 2032977 |
| ENGEL, BRYCE BRADLEY | VICE PRESIDENT - OPERATIONS | 2748956 |
| GIBSON, MARK ALAN | VICE PRESIDENT - CLIENT SERVICES AND TECHNOLOGY SUPPORT | 2411853 |
| HEAD, MICHAEL JAMES | SECRETARY | 4022730 |
| LANGWITH, JOHN EDMUND III | VICE PRESIDENT - FINANCE; FINOP | 2709446 |
| WOOD, WILLIAM ARTHUR | EXECUTIVE VICE PRESIDENT - TRADING | 2196678 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 16 |
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