Marius Constantin Stan
Professional Summary
Marius Constantin Stan was a registered financial advisor. Marius was a previously registered financial professional and started their career in finance 1998 - 2000. Marius had worked at 2 firms and has passed the Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
NATIONAL DISCOUNT BROKERS | TRIAK TRADING, INC. | TRIAK SERVICES CORP. | NEBRASKA HUDSON COMPANY, INC. | NATIONAL DISCOUNT BROKERS CORPORATION
Contact Information
Established
New York since 07/17/1990Firm Type
CorporationFiscal Year End
SeptemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITRADE HOLDING CORPORATION | PARENT CORPORATION | — |
| RICKETTS, JOHN PETER | VICE CHAIRMAN / PRESIDENT/CROP/SROP | 2446207 |
| CAVANAUGH, JOHN STEPHEN III | DIRECTOR OF COMPLIANCE | 2032977 |
| ENGEL, BRYCE BRADLEY | VICE PRESIDENT - OPERATIONS | 2748956 |
| GIBSON, MARK ALAN | VICE PRESIDENT - CLIENT SERVICES AND TECHNOLOGY SUPPORT | 2411853 |
| HEAD, MICHAEL JAMES | SECRETARY | 4022730 |
| LANGWITH, JOHN EDMUND III | VICE PRESIDENT - FINANCE; FINOP | 2709446 |
| WOOD, WILLIAM ARTHUR | EXECUTIVE VICE PRESIDENT - TRADING | 2196678 |
Disclosures
Regulatory Event
2Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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