Richard A. Kohr
Professional summary
Richard Allen Kohr JR., who also goes by Richard Kohr, is a registered financial professional currently at EVERGREEN ADVISORS CAPITAL, LLC located in Columbia, Maryland.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2007. Richard has worked at 4 firms and has passed the Series 63, Series 65, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Allen Kohr JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2015 - Present
EVERGREEN ADVISORS CAPITAL, LLC
Office #1: 10440 Little Patuxent Parkway 12th Floor, Columbia, MD 21044Office #2: 10440 Little Patuxent Parkway, Columbia, MD 21044June 20, 2014 - December 31, 2014
VCA SECURITIES, LP
January 14, 2008 - May 29, 2015
1ST BRIDGEHOUSE SECURITIES, LLC
May 10, 2007 - January 29, 2008
MORGENTHAU & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/20/2023)
(6/1/2015)
(4/20/2015)
(3/1/2024)
(4/27/2015)
(6/6/2024)
(4/23/2015)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
EVERGREEN ADVISORS CAPITAL, LLC
CRD#: 165072 / SEC#: , 8-69143
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
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