James B. Kayser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Bernard Kayser, who also goes by Jim Kayser, was a registered financial advisor .
James is a previously registered financial advisor and started their career in finance in 1998. James had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2007 - August 24, 2010
COVENANT ADVISORS
April 10, 2006 - July 11, 2007
VOYA FINANCIAL ADVISORS, INC.
August 3, 1998 - March 17, 2006
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
