Judith S. Levine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Sally Levine was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1970. Judith had worked at 8 firms and has passed the Series 7TO, SIE, PC, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2000 - January 3, 2022
HEROLD & LANTERN INVESTMENTS, INC.
December 1, 1999 - April 25, 2000
VISION SECURITIES INC.
December 7, 1995 - December 22, 1999
PATTERSON TRAVIS, INC.
September 11, 1989 - March 21, 1996
M. RIMSON & CO., INC.
January 29, 1987 - February 22, 1989
GRUNTAL & CO., L.L.C.
December 9, 1985 - January 13, 1987
PRUDENTIAL EQUITY GROUP, LLC
January 5, 1973 - December 24, 1985
M. RIMSON & CO., INC.
February 18, 1971 - January 27, 1973
CROSSGATE SECURITIES, INC.
May 18, 1970 - March 19, 1971
A. J. CARNO CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 1/31/1986
AMEX Put and Call ExamSeries 1
Date: 5/11/1970
Registered Representative ExaminationSeries 00
Date: 6/8/1972
General Securities Principal ExaminationCurrent Firm
HEROLD & LANTERN INVESTMENTS, INC.
CRD#: 30996 / SEC#: , 8-45285
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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