Christopher M. Gillespie
Professional summary
Christopher Michael Gillespie, who also goes by Chris Gillespie, Christopher Gillespie, is a registered financial professional currently at TRADEUP SECURITIES, INC. located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 6 firms and has passed the Series 63, Series 6TO, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Michael Gillespie's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2024 - Present
TRADEUP SECURITIES, INC.
Office #1: 437 Madison Ave 27th Floor, New York, NY 10022October 26, 2021 - June 20, 2024
B. RILEY SECURITIES, INC.
November 6, 2017 - September 22, 2021
MAREX CAPITAL MARKETS INC.
June 16, 2016 - September 29, 2017
VISION FINANCIAL MARKETS LLC
June 14, 2007 - April 20, 2016
MAPLE SECURITIES U.S.A. INC.
October 20, 1998 - April 19, 1999
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/27/2024)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
New York Stock Exchange
Current Firm
TRADEUP SECURITIES, INC.
CRD#: 18483 / SEC#: , 8-36754
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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