Eyvonne Y. Huang

MAN INVESTMENTS

New York, NY 10105

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CRD#: 3079533

Professional summary

Eyvonne Yan Huang, who also goes by Eyvonne Y Huang, Yanfen Huang, is a registered financial professional currently at MAN INVESTMENTS INC. located in New York, New York.

Eyvonne is registered as a RR (Registered Representative) and started their career in finance in 1998. Eyvonne has worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Eyvonne Y Huang | Yanfen Huang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eyvonne Yan Huang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2014 - Present

MAN INVESTMENTS INC.

Office #1: 1345 Avenue Of The Americas 21st Floor, New York, NY 10105

CRD#: 15770

New York, NY

Past

May 9, 2013 - November 6, 2013

BRAVER STERN SECURITIES LLC

CRD#: 29108

NEW YORK, NY

Past

September 15, 2011 - March 20, 2012

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

BROOKLYN, NY

Past

April 10, 2008 - September 21, 2009

RESOURCIVE CAPITAL, LLC

CRD#: 145504

NEW YORK, NY

Past

October 7, 2005 - December 7, 2005

PEQUOT CAPITAL FINANCIAL SERVICES

CRD#: 135548

WESTPORT, CT

Past

April 16, 2001 - May 23, 2003

UBS ASSET MANAGEMENT (US) INC.

CRD#: 583

NEW YORK, NY

Past

July 15, 1999 - May 4, 2001

GPC SECURITIES, INC.

CRD#: 14007

ATLANTA, GA

Past

August 27, 1998 - December 1, 1998

PAPAMARKOU WELLNER & CO., INC.

CRD#: 10963

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(7/21/2014)

Exams

State Security Law Exam

Series 63

Date: 9/18/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/26/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MAN INVESTMENTS INC.

CRD#: 15770 / SEC#: , 8-32575

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1345 Avenue Of The Americas 21st Floor, New York, NY 10105

Mailing Address

1345 Avenue Of The Americas 21st Floor, New York, NY 10105

Phone number

(212) 649-6600

Established

New York since 07/12/1984

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MAN INVESTMENTS HOLDINGS INC.	SHAREHOLDER
HEISKELL, GROVER LEE III	VICE PRESIDENT AND DIRECTOR	2886606
KILLARD, MICHELLE AMY	FINOP	6582751
LE GALL, NADINE	CHIEF COMPLIANCE OFFICER	4358239
PHILLIPS, MEAGAN PEARL SMOODY	PRESIDENT AND DIRECTOR	5862754

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Eyvonne Y. Huang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eyvonne Yan Huang's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRAVER STERN SECURITIES LLC

MADISON AVENUE SECURITIES, LLC

RESOURCIVE CAPITAL, LLC

PEQUOT CAPITAL FINANCIAL SERVICES

UBS ASSET MANAGEMENT (US) INC.

GPC SECURITIES, INC.

PAPAMARKOU WELLNER & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/18/1998

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/26/1998

Series 24

Date: 1/2/2023

FINRA

Current Firm

MAN INVESTMENTS INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MAN INVESTMENTS INC.

TRUST BUT VERIFY

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