Mark S. Dossa

FORTITUDE WEALTH MANAGEMENT L.L.C.

San Ramon, CA 94583

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CRD#: 3079503

Professional summary

Mark Steven Dossa, CFP® is a registered financial advisor currently at FORTITUDE WEALTH MANAGEMENT L.L.C. located in San Ramon, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Mark has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. DOSSA IS A LICENSED INSURANCE AGENT. ALTHOUGH HIS INSURANCE ACTIVITIES MAY BE INVESTMENT RELATED, PRODUCTS ARE FIXED INSURANCE AND NOT INSURANCE PRODUCTS CONSIDERED TO BE SECURITIES. HE SPENDS APPROXIMATELY 3-5 HOURS PER MONTH ON THIS BUSINESS. HE MAY OFFER INSURANCE PRODUCTS INDEPENDENT OF THE ADVISER AND RECEIVE NORMAL AND CUSTOMARY FEES AS A RESULT OF INSURANCE SALES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Steven Dossa's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

June 6, 2018 - Present

FORTITUDE WEALTH MANAGEMENT L.L.C.

Office #1: 2010 Crow Canyon Place Ste. 210, San Ramon, CA 94583

RIA

CRD#: 297013

San Ramon, CA

Past

March 9, 2018 - July 9, 2018

DANIEL WEALTH ADVISORS

RIA

CRD#: 150382

SAN DIEGO, CA

Past

January 28, 2015 - December 31, 2017

DANIEL WEALTH ADVISORS

RIA

CRD#: 150382

San Ramon, CA

Past

December 2, 2013 - December 31, 2014

DANIEL WEALTH ADVISORS

RIA

CRD#: 150382

SAN DIEGO, CA

Past

August 17, 2004 - December 2, 2013

CAPLINK SECURITIES, INC

CRD#: 130702

WALNUT CREEK, CA

Past

July 11, 2002 - December 2, 2013

CENTARA CAPITAL MANAGEMENT GROUP, INC.

RIA

CRD#: 114880

LAFAYETTE, CA

Past

July 2, 2002 - December 2, 2002

FINANCIAL WEST GROUP

RIA

CRD#: 16668

IRVINE, CA

Past

May 1, 2001 - December 2, 2002

FINANCIAL WEST GROUP

CRD#: 16668

RENO, NV

Past

July 8, 1998 - May 30, 2001

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/6/2018)

IAR

Texas
(5/23/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/14/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/9/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/7/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 27

Date: 6/28/2004

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/19/2004

General Securities Principal Examination

Current Firm

FORTITUDE WEALTH MANAGEMENT L.L.C.

CRD#: 297013 / SEC#:

California

Registered Investment Advisory firm - (6/6/2018 Approved)

Texas

Registered Investment Advisory firm - (5/22/2019 Conditional Restricted)

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Contact information

Main Address

2010 Crow Canyon Place Ste 100, San Ramon, CA 94583

Mailing Address

Phone number

(925) 494-2250

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	147
AUM (Assets Under Management)	$ 49,681,241

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark S. Dossa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Steven Dossa's CRS (Customer Relationship Summary).

Certified licenses

Experience

DANIEL WEALTH ADVISORS

DANIEL WEALTH ADVISORS

DANIEL WEALTH ADVISORS

CAPLINK SECURITIES, INC

CENTARA CAPITAL MANAGEMENT GROUP, INC.

FINANCIAL WEST GROUP

FINANCIAL WEST GROUP

PRINCIPAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/1999

Series 63

Date: 7/14/1998

Series 7

Date: 10/9/2000

Series 6

Date: 7/7/1998

Series 27

Date: 6/28/2004

Series 24

Date: 5/19/2004

Current Firm

FORTITUDE WEALTH MANAGEMENT L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FORTITUDE WEALTH MANAGEMENT L.L.C.

TRUST BUT VERIFY

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