Amy D. Duling

COHEN & STEERS SECURITIES

New York, NY 10036

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CRD#: 3079478

Professional summary

Amy Denise Duling, who also goes by Amy Denise Duhling, is a registered financial professional currently at COHEN & STEERS SECURITIES, LLC located in New York, New York.

Amy is registered as a RR (Registered Representative) and started their career in finance in 1998. Amy has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Amy Denise Duhling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Amy Denise Duling's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2017 - Present

COHEN & STEERS SECURITIES, LLC

Office #1: 1166 Avenue Of The Americas 30th Floor, New York, NY, 10036

CRD#: 29258

New York, NY

Past

April 30, 2014 - October 13, 2016

NATIONWIDE FUND DISTRIBUTORS LLC

CRD#: 25910

COLUMBUS, OH

Past

January 4, 2010 - December 31, 2013

FORESIDE FUND SERVICES, LLC

CRD#: 46106

BERWYN, PA

Past

October 11, 2006 - December 31, 2009

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

BERWYN, PA

Past

April 4, 2002 - December 31, 2005

CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.

CRD#: 40644

JENKINTOWN, PA

Past

November 21, 2000 - September 28, 2001

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

December 1, 1998 - April 23, 1999

OLD MUTUAL INVESTMENT PARTNERS

CRD#: 44916

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(1/3/2017)

Exams

State Security Law Exam

Series 63

Date: 1/26/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/28/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/25/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/1/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

COHEN & STEERS SECURITIES, LLC

COHEN & STEERS SECURITIES, INC. | COHEN & STEERS SECURITIES, LLC

CRD#: 29258 / SEC#: , 8-44123

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1166 Avenue Of The Americas 30th Floor, New York, NY 10036

Mailing Address

1166 Avenue Of The Americas 30th Floor, New York, NY 10036

Phone number

(212) 832-3232

Established

Delaware since 11/13/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
COHEN & STEERS CAPITAL MANAGEMENT INC.	SHAREHOLDER	106266
DERECHIN, ADAM M	VICE PRESIDENT	2531374
MURPHY, STEPHEN THOMAS	CHIEF COMPLIANCE OFFICER	2340624
POLI, FRANCIS CASIMIR	PRESIDENT, DIRECTOR	1628917
TEUFEL, FREDERICK CHARLES	FINOP, PFO AND POO	2092408

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Amy D. Duling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Amy Denise Duling's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONWIDE FUND DISTRIBUTORS LLC

FORESIDE FUND SERVICES, LLC

FORESIDE FUNDS DISTRIBUTORS LLC

CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.

SEI INVESTMENTS DISTRIBUTION CO.

OLD MUTUAL INVESTMENT PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 1/26/2001

SIE

Date: 10/1/2018

Series 7

Date: 6/28/2002

Series 6

Date: 11/25/1998

Series 24

Date: 7/1/2011

FINRA

Current Firm

COHEN & STEERS SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

COHEN & STEERS SECURITIES, LLC

TRUST BUT VERIFY

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