Max J. Revelle

HAZARD & SIEGEL

Dewitt, NY 13214

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CRD#: 3079430

Professional summary

Max J Revelle, who also goes by Max Jerome Revelle, Max Revelle, is a registered financial professional currently at HAZARD & SIEGEL, INC. located in Dewitt, New York.

Max is registered as a RR (Registered Representative) and started their career in finance in 1998. Max has worked at 10 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Max Jerome Revelle | Max Revelle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Max J Revelle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2024 - Present

HAZARD & SIEGEL, INC.

Office #1: 5793 Widewaters Parkway, Dewitt, NY 13214

CRD#: 2048

Dewitt, NY

Past

October 30, 2023 - December 22, 2023

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

MINNEAPOLIS, MN

Past

October 30, 2023 - December 22, 2023

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

September 27, 2022 - June 30, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

DURHAM, NC

Past

July 21, 2022 - June 30, 2023

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

June 1, 2006 - March 1, 2007

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

GREENSBORO, NC

Past

March 7, 2006 - March 1, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

ATLANTA, GA

Past

March 7, 2006 - March 1, 2007

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

ATLANTA, GA

Past

August 23, 2004 - September 26, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

GREENSBORO, NC

Past

July 7, 2004 - September 26, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

June 15, 2002 - July 7, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

December 12, 2000 - June 15, 2002

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

June 30, 1998 - December 11, 2000

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/23/2022

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/13/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/1/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/21/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/21/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/29/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HAZARD & SIEGEL, INC.

CRD#: 2048 / SEC#: , 8-13942

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

5793 Widewaters Parkway, Dewitt, NY 13214

Mailing Address

Po Box 157, Syracuse, NY 13214

Phone number

(315) 414-0722

Established

New York since 06/15/1971

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (43 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
JOSEPH, ALEXANDER SOTIR JR	CHIEF EXECUTIVE OFFICER	1092307
MULLEN, DAVID MARK	PRESIDENT/CHIEF COMPLIANCE OFFICER	1327419

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Max J. Revelle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Max J Revelle's CRS (Customer Relationship Summary).

Certified licenses

Experience

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

WELLS FARGO CLEARING SERVICES, LLC

WACHOVIA SECURITIES, INC.

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 9/23/2022

Series 65

Date: 8/13/2004

Series 63

Date: 7/1/1998

Series 7TO

Date: 7/21/2022

SIE

Date: 6/21/2022

Series 7

Date: 6/29/1998

FINRA

Current Firm

HAZARD & SIEGEL, INC.

Contact information

FINRA licenses (43 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HAZARD & SIEGEL, INC.

TRUST BUT VERIFY

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