Max J. Revelle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Max J Revelle, who also goes by Max Jerome Revelle, Max Revelle, was a registered financial professional .
Max is a previously registered financial professional and started their career in finance in 1998. Max had worked at 10 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2024 - May 1, 2026
HAZARD & SIEGEL, INC.
October 30, 2023 - December 22, 2023
THRIVENT INVESTMENT MANAGEMENT INC.
October 30, 2023 - December 22, 2023
THRIVENT INVESTMENT MANAGEMENT INC.
September 27, 2022 - June 30, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 21, 2022 - June 30, 2023
FIDELITY BROKERAGE SERVICES LLC
June 1, 2006 - March 1, 2007
MSI FINANCIAL SERVICES, INC.
March 7, 2006 - March 1, 2007
METROPOLITAN LIFE INSURANCE COMPANY
March 7, 2006 - March 1, 2007
MSI FINANCIAL SERVICES, INC.
August 23, 2004 - September 26, 2005
MORGAN STANLEY DW INC.
July 7, 2004 - September 26, 2005
MORGAN STANLEY DW INC.
June 15, 2002 - July 7, 2004
WELLS FARGO CLEARING SERVICES, LLC
December 12, 2000 - June 15, 2002
WACHOVIA SECURITIES, INC.
June 30, 1998 - December 11, 2000
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/21/2022
General Securities Representative ExaminationCurrent Firm
HAZARD & SIEGEL, INC.
CRD#: 2048 / SEC#: , 8-13942
Contact information
FINRA licenses (43 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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