Robert J. Ruelle

APOLLON FINANCIAL

Richfield, WI

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CRD#: 3079403

Professional summary

Robert Joseph Ruelle, who also goes by Robert J Ruelle, Bob Ruelle, is a registered financial advisor currently at APOLLON FINANCIAL, LLC located in Richfield, Wisconsin and LPL FINANCIAL LLC located in Richfield, Wisconsin.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Robert has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert J Ruelle | Bob Ruelle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Ruelle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2025 - Present

APOLLON FINANCIAL, LLC

RIA

CRD#: 321217

Richfield, WI

Current

August 11, 2025 - Present

LPL FINANCIAL LLC

RIA

CRD#: 6413

RICHFIELD, WI

Past

December 20, 2024 - July 24, 2025

APOLLON WEALTH MANAGEMENT, LLC

RIA

CRD#: 291902

Richfield, WI

Past

April 12, 2023 - December 3, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

MIDDLETON, WI

Past

April 11, 2023 - December 3, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MIDDLETON, WI

Past

December 10, 2019 - July 21, 2022

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

Fairfield, NJ

Past

December 6, 2019 - July 21, 2022

LPL FINANCIAL LLC

CRD#: 6413

RICHFIELD, WI

Past

March 29, 2016 - December 9, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Milwaukee, WI

Past

March 25, 2016 - December 9, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Milwaukee, WI

Past

February 2, 2005 - April 23, 2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

MILWAUKEE, WI

Past

July 9, 1998 - April 23, 2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APOLLON FINANCIAL, LLC

APOLLON FINANCIAL, LLC | FOXEN FINANCIAL AN AFFILIATE OF APOLLON FINANCIAL

CRD#: 321217 / SEC#: 801-125787

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/11/2025)

Alaska
(8/11/2025)

Arizona
(8/11/2025)

Arkansas
(8/11/2025)

California
(8/11/2025)

Colorado
(8/11/2025)

Connecticut
(8/11/2025)

Delaware
(8/11/2025)

District of Columbia
(8/11/2025)

Florida
(8/11/2025)

Georgia
(8/11/2025)

Hawaii
(8/11/2025)

Idaho
(8/11/2025)

Illinois
(8/11/2025)

Indiana
(8/11/2025)

Iowa
(8/11/2025)

Kansas
(8/11/2025)

Kentucky
(8/11/2025)

Louisiana
(8/11/2025)

Maine
(8/11/2025)

Maryland
(8/11/2025)

Massachusetts
(8/11/2025)

Michigan
(8/11/2025)

Minnesota
(8/11/2025)

Mississippi
(8/11/2025)

Missouri
(8/11/2025)

Montana
(8/11/2025)

Nebraska
(8/11/2025)

Nevada
(8/11/2025)

New Hampshire
(8/11/2025)

New Jersey
(8/11/2025)

New Mexico
(8/11/2025)

New York
(8/11/2025)

North Carolina
(8/13/2025)

North Dakota
(8/11/2025)

Ohio
(8/12/2025)

Oklahoma
(8/11/2025)

Oregon
(8/11/2025)

Pennsylvania
(8/11/2025)

Puerto Rico
(8/11/2025)

Rhode Island
(8/11/2025)

South Carolina
(8/11/2025)

South Dakota
(8/11/2025)

Tennessee
(8/11/2025)

Texas
(8/11/2025)

Utah
(8/11/2025)

Vermont
(8/11/2025)

Virginia
(8/11/2025)

Washington
(8/11/2025)

West Virginia
(8/11/2025)

IAR

Wisconsin
(7/9/2025)

Wisconsin
(8/11/2025)

Wyoming
(8/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/23/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/1/2005

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/25/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/30/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 2/14/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/10/2002

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 11/24/1998

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

APOLLON FINANCIAL, LLC

APOLLON FINANCIAL, LLC | FOXEN FINANCIAL AN AFFILIATE OF APOLLON FINANCIAL

CRD#: 321217 / SEC#: 801-125787

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

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Contact information

Main Address

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464

Mailing Address

Phone number

(843) 579-0018

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APOLLON FINANCIAL ADV PART 2A DISCLOSURE BROCHURE (1/22/2026)

APOLLON FINANCIAL WRAP FEE BROCHURE (9/17/2025)

Regulatory assets under management

Total Number of Accounts	1,700
AUM (Assets Under Management)	$ 890,408,924

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert J. Ruelle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Ruelle's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

APOLLON WEALTH MANAGEMENT, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

APOLLON FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/23/2023

Series 65

Date: 2/1/2005

SIE

Date: 10/1/2018

Series 7

Date: 9/25/2001

Series 6

Date: 6/30/1998

Series 51

Date: 2/14/2003

Series 24

Date: 4/10/2002

Series 26

Date: 11/24/1998

FINRA

Current Firm

APOLLON FINANCIAL, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APOLLON FINANCIAL, LLC

TRUST BUT VERIFY

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