Clarence J. Anderson

ANDERSON & ASSOCIATES INT. LLC

Dallas, TX 75243

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CRD#: 3079388

Professional summary

Clarence Joseph Anderson III is a registered financial advisor currently at ANDERSON & ASSOCIATES INT. LLC located in Dallas, Texas and XLII FINANCIAL SERVICES LLC located in Dallas, Texas.

Clarence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Clarence has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ANDERSON AND ASSOCIATES. LIFE INSURANCE COMMISSIONS Rep is also an RIA and is president of Anderson & Associates, Int. Rep is not actively working as an RIA, but is in the process of joining a company to do this work.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clarence Joseph Anderson III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2016 - Present

ANDERSON & ASSOCIATES INT. LLC

Office #1: 10023 Apple Creek Drive, Dallas, TX 75243

RIA

CRD#: 283253

Dallas, TX

Current

March 2, 2018 - Present

XLII FINANCIAL SERVICES LLC

Office #1: 10023 Apple Creek Drive, Dallas, TX 75243Office #2: 10023 Apple Creek Drive, Dallas, TX 75243

CRD#: 289250

Dallas, TX

Past

April 26, 2016 - January 4, 2018

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

Dallas, TX

Past

November 21, 2014 - March 29, 2016

SUPREME ALLIANCE LLC

RIA

CRD#: 45348

DALLAS, TX

Past

November 21, 2014 - May 24, 2016

SUPREME ALLIANCE LLC

CRD#: 45348

CHARLOTTE, NC

Past

March 27, 2012 - December 31, 2012

ANDERSON & ASSOCIATES INT. CORPORATION

RIA

CRD#: 159773

DALLAS, TX

Past

December 21, 2010 - December 1, 2014

GIRARD SECURITIES, INC.

RIA

CRD#: 18697

DALLAS, TX

Past

December 21, 2010 - December 1, 2014

GIRARD SECURITIES, INC.

CRD#: 18697

DALLAS, TX

Past

July 23, 2009 - December 31, 2010

WRP INVESTMENTS, INC.

RIA

CRD#: 7365

DALLAS, TX

Past

July 23, 2009 - December 31, 2010

WRP INVESTMENTS, INC.

CRD#: 7365

DALLAS, TX

Past

August 4, 2008 - December 31, 2008

WRP INVESTMENTS, INC.

RIA

CRD#: 7365

DALLAS, TX

Past

August 4, 2008 - December 31, 2008

WRP INVESTMENTS, INC.

CRD#: 7365

DALLAS, TX

Past

August 30, 2005 - June 2, 2008

LPL FINANCIAL LLC

RIA

CRD#: 6413

DALLAS, TX

Past

August 30, 2005 - June 2, 2008

LPL FINANCIAL LLC

CRD#: 6413

DALLAS, TX

Past

September 17, 2001 - August 26, 2005

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

DALLAS, TX

Past

September 5, 2001 - August 26, 2005

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

July 28, 1998 - September 7, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 28, 1998 - September 7, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Texas
(5/11/2016)

Texas
(4/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/17/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/19/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/27/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 3/14/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ANDERSON & ASSOCIATES INT. LLC

ANDERSON & ASSOCIATES INT. | ANDERSON & ASSOCIATES INT. LLC

CRD#: 283253 / SEC#:

Texas

Registered Investment Advisory firm - (5/11/2016 Approved)

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Contact information

Main Address

10023 Apple Creek Drive, Dallas, TX 75243

Mailing Address

Phone number

(972) 721-3613

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Clarence J. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clarence Joseph Anderson III's CRS (Customer Relationship Summary).

Certified licenses

Experience

XLII FINANCIAL SERVICES LLC

FORTUNE FINANCIAL SERVICES, INC.

SUPREME ALLIANCE LLC

SUPREME ALLIANCE LLC

ANDERSON & ASSOCIATES INT. CORPORATION

GIRARD SECURITIES, INC.

GIRARD SECURITIES, INC.

WRP INVESTMENTS, INC.

WRP INVESTMENTS, INC.

WRP INVESTMENTS, INC.

WRP INVESTMENTS, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/17/2001

Series 63

Date: 8/19/1998

SIE

Date: 10/1/2018

Series 7

Date: 7/27/1998

Series 14

Date: 1/2/2023

Series 24

Date: 3/14/2001

FINRA

Current Firm

ANDERSON & ASSOCIATES INT. LLC

Contact information

Documents

Red Flags

Company Information

ANDERSON & ASSOCIATES INT. LLC

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