Troy A. Buder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Troy A Buder, who also goes by Troy Arthur Buder, was a registered financial professional .
Troy is a previously registered financial professional and started their career in finance in 1998. Troy had worked at 10 firms and has passed the Series 65, Series 63, Series 22TO, Series 6TO, SIE, Series 22 and Series 6 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2022 - January 16, 2026
MERCER GLOBAL ADVISORS INC.
February 9, 2017 - December 31, 2021
ARKADIOS CAPITAL
July 16, 2014 - December 16, 2022
ACG WEALTH INC.
July 14, 2014 - February 13, 2017
TRIAD ADVISORS LLC
October 31, 2006 - July 1, 2014
CAPITAL INVESTMENT GROUP, INC.
August 29, 2006 - July 16, 2014
TRI PILLAR INVESTMENTS, LLC
August 24, 2004 - May 10, 2006
PURSHE KAPLAN STERLING INVESTMENTS
May 29, 2002 - August 25, 2004
INSTITUTIONAL SECURITIES CORPORATION
January 19, 1999 - October 30, 2001
VALIC FINANCIAL ADVISORS, INC.
July 15, 1998 - October 30, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
Primary Firm SEC Registration
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 2/12/2024
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 2/12/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 99,044 |
| AUM (Assets Under Management) | $ 60,256,270,580 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 07/31/2024 | ||
| 09/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
