Brian W. Lemasters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Wayne Lemasters, who also goes by Brian Lemasters, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1998. Brian had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2010 - March 26, 2014
SAROFIM ADVISORS GROUP INC
June 3, 2010 - August 13, 2021
SAROFIM TRUST CO
June 3, 2010 - August 13, 2021
SAROFIM INTERNATIONAL MANAGEMENT CO
June 3, 2010 - August 13, 2021
FAYEZ SAROFIM & CO.
January 1, 2001 - August 1, 2001
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
April 20, 1999 - May 14, 1999
UBS FINANCIAL SERVICES INC.
September 9, 1998 - January 1, 2001
PERSHING LLC
State Registrations and Notice Filings
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Exams
Current Firm
SAROFIM ADVISORS GROUP INC
CRD#: 106932 / SEC#: 801-45225
Contact information
Red Flags
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