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Brian Wayne Lemasters

CRD# 3079143·Registered 1998 - 2014
Previously Registered: Being a previously registered professional could mean that Brian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brian Wayne Lemasters, who also goes by Brian Lemasters, was a registered financial advisor. Brian was a previously registered financial professional and started their career in finance 1998 - 2014. Brian had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brian Lemasters

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

SAROFIM ADVISORS GROUP INC·CRD# 106932
RIA
Houston, TX
June 3, 2010 - March 26, 2014
SAROFIM TRUST CO·CRD# 106590
RIA
Houston, TX
June 3, 2010 - August 13, 2021
SAROFIM INTERNATIONAL MANAGEMENT CO·CRD# 106933
RIA
Houston, TX
June 3, 2010 - August 13, 2021
FAYEZ SAROFIM & CO.·CRD# 106584
RIA
Houston, TX
June 3, 2010 - August 13, 2021
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC·CRD# 15654
BD
New York, NY
January 1, 2001 - August 1, 2001
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
April 20, 1999 - May 14, 1999
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
September 9, 1998 - January 1, 2001

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Current Firm

SA
SAROFIM ADVISORS GROUP INC

SAROFIM ADVISORS GROUP INC | SAROFIM ADVISORS GROUP, INC.

CRD#: 106932 / SEC#: 801-45225

Contact Information

Main Address

Two Houston Center, Suite 2907, Houston, TX 77010-1014

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/26/2013)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1998About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1998About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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