EW
Eric A. Wood
HUNTLEIGH ADVISORS
St. Louis, MO 63105
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CRD#: 3079104
EW
Professional summary
Eric Allen Wood is a registered financial advisor currently at HUNTLEIGH ADVISORS, INC. located in St. Louis, Missouri and HUNTLEIGH SECURITIES CORPORATION located in St. Louis, Missouri.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Eric has worked at 7 firms and has passed the Series 63, Series 65, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) OUTSIDE INSURANCE BUSINESS, INCLUDING LIFE INSURANCE AND FIXED ANNUITIES SOLD THROUGH K.W. CHAMBERS & CO., ST. LOUIS, MO; NOT SECURITIES-RELATED; TIME: 2-5 HOURS PER MONTH 2) DOMUS SOLIS, ISLE OF CAPRI, FL; REAL ESTATE; NOT SECURITIES-RELATED; PART OWNER; TIME 12-15 HOURS PER YEAR; 3) WOOD FINANCIAL PARTNERS - DBA UNDER WHICH THE RR CONDUCTS BUSINESS
CRS (Client Relationship Summary) - RIA
Click below to view Eric Allen Wood's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 25, 2009 - Present
HUNTLEIGH ADVISORS, INC.
Office #1: 7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105RIA
CRD#: 113412
St. Louis, MO
Current
September 25, 2009 - Present
HUNTLEIGH SECURITIES CORPORATION
Office #1: 7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105BD
CRD#: 7456
St. Louis, MO
Past
March 23, 2010 - March 28, 2023
DATATEX INVESTMENT SERVICES INC
RIA
CRD#: 105440
CLAYTON, MO
Past
March 23, 2010 - December 3, 2021
K. W. CHAMBERS & CO.
BD
CRD#: 1432
CLAYTON, MO
Past
August 14, 2002 - October 5, 2009
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
CLAYTON, MO
Past
April 19, 2002 - October 5, 2009
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
CLAYTON, MO
Past
January 1, 2002 - April 30, 2002
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
February 1, 2001 - January 1, 2002
MANULIFE WOOD LOGAN, INC.
BD
CRD#: 19177
STAMFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HUNTLEIGH ADVISORS, INC.
HUNTLEIGH ADVISORS, INC. | THE HUNTLEIGH GROUP
CRD#: 113412 / SEC#: 801-62677
RIA
Registered Investment Advisory firm - (1/22/2004 Approved)Illinois
Registered Investment Advisory firm - (5/7/2004 Terminated)Missouri
Registered Investment Advisory firm - (11/17/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/20/2010)
IAR
Alabama(4/17/2025)
RR
Arizona(9/25/2009)
IAR
Arizona(6/17/2020)
RR
Arkansas(1/14/2011)
IAR
Arkansas(3/13/2025)
RR
California(8/3/2010)
IAR
California(10/8/2025)
RR
Colorado(9/25/2009)
IAR
Colorado(5/25/2022)
RR
District of Columbia(2/3/2015)
RR
Florida(9/23/2010)
IAR
Florida(11/17/2020)
RR
Georgia(2/19/2010)
RR
Illinois(9/25/2009)
RR
Indiana(9/25/2009)
RR
Iowa(7/21/2015)
RR
Kansas(1/13/2011)
RR
Louisiana(8/20/2010)
RR
Maryland(12/3/2021)
RR
Massachusetts(2/27/2019)
IAR
Massachusetts(7/24/2019)
RR
Michigan(10/26/2023)
IAR
Michigan(4/18/2024)
RR
Mississippi(2/13/2015)
RR
Missouri(9/25/2009)
IAR
Missouri(9/25/2009)
RR
Nebraska(3/6/2023)
RR
Nevada(6/13/2023)
RR
New Jersey(11/10/2011)
RR
New Mexico(6/4/2021)
RR
New York(8/18/2016)
RR
North Carolina(3/13/2015)
RR
Oklahoma(3/9/2012)
RR
Oregon(5/27/2011)
RR
Pennsylvania(2/19/2010)
IAR
Pennsylvania(4/25/2019)
RR
South Carolina(3/2/2015)
IAR
South Carolina(5/9/2023)
RR
Tennessee(3/19/2018)
RR
Texas(9/25/2009)
IAR
Texas(4/25/2019)
RR
Washington(9/17/2019)
IAR
Washington(1/11/2024)
RR
West Virginia(11/29/2021)
IAR
West Virginia(3/10/2023)
IAR
Wisconsin(5/30/2023)
RR
Wisconsin(6/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HA
HUNTLEIGH ADVISORS, INC.
HUNTLEIGH ADVISORS, INC. | THE HUNTLEIGH GROUP
CRD#: 113412 / SEC#: 801-62677
RIA
Registered Investment Advisory firm - (1/22/2004 Approved)Illinois
Registered Investment Advisory firm - (5/7/2004 Terminated)Missouri
Registered Investment Advisory firm - (11/17/2004 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105
Mailing Address
Phone number
(314) 236-2400
Established
Firm type
Fiscal year end
# of Employees
55
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,628 |
| AUM (Assets Under Management) | $ 626,466,687 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HUNTLEIGH ADVISORS, INC.
CRD#: 113412St. Louis, MO 63105TRUST BUT VERIFY
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