George B. Levine

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CRD#: 307904

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Bernard Levine was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 1970. George had worked at 11 firms and has passed the Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 19, 1999 - October 20, 2000

DRAKE & COMPANY, INC.

CRD#: 16227

NEW YORK, NY

Past

February 26, 1987 - February 26, 2004

PARAGON CAPITAL MARKETS, INC.

CRD#: 18555

EAST HANOVER, NJ

Past

July 17, 1985 - June 23, 1986

GREENTREE SECURITIES CORP.

CRD#: 7372

Past

May 27, 1983 - April 4, 1984

BLUESTONE CAPITAL CORP.

CRD#: 13516

Past

December 9, 1981 - January 18, 1983

SWARTWOOD, HESSE INC.

CRD#: 8603

Past

October 21, 1980 - August 26, 1986

BROADCHILD SECURITIES CORP.

CRD#: 7702

Past

December 31, 1979 - November 7, 1980

BERNARD HEROLD & CO., INC.

CRD#: 6193

Past

April 24, 1979 - November 12, 1979

GORDON, HASKETT & CO.

CRD#: 7378

Past

March 22, 1977 - July 24, 1977

BERNARD HEROLD & CO., INC.

CRD#: 6193

Past

January 9, 1974 - March 18, 1977

RICHARD FRANKLIN, INC.

CRD#: 5977

Past

May 17, 1973 - February 4, 1974

SARTORIUS & CO.

CRD#: 743

Past

May 26, 1970 - June 14, 1973

KAHN PECK & CO

CRD#: 1000002

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 1

Date: 11/17/1961

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/6/1981

General Securities Principal Examination

Current Firm

DRAKE & COMPANY, INC.

DRAKE & COMPANY, INC. | DRAKE CAPITAL SECURITIES, INC.

CRD#: 16227 / SEC#: , 8-33490

Terminated by SEC on 12/24/2000

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Contact information

Main Address

Mailing Address

Phone number

Established

California since 12/27/1984

Firm type

Corporation

Fiscal year end

March

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
DRAKE & COMPANY HOLDINGS, INC.	SHAREHOLDER
BARNETT, DAVID B	CFO	1669970
LEVINE, DANNY JAY	PRESIDENT / CEO / CROP / SROP	1007419
LEVINE, GEORGE BERNARD	CHAIRMAN & DIRECTOR	307904
LEVINE, MARC IRA	DIRECTOR	1945069
WESSEL, MICHELE	COMPLIANCE DIRECTOR	1017763

Disclosures

Regulatory Event	8
Arbitration	8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

George B. Levine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PARAGON CAPITAL MARKETS, INC.

GREENTREE SECURITIES CORP.

BLUESTONE CAPITAL CORP.

SWARTWOOD, HESSE INC.

BROADCHILD SECURITIES CORP.

BERNARD HEROLD & CO., INC.

GORDON, HASKETT & CO.

BERNARD HEROLD & CO., INC.

RICHARD FRANKLIN, INC.

SARTORIUS & CO.

KAHN PECK & CO

State Registrations and Notice Filings

Exams

Series 1

Date: 11/17/1961

Series 24

Date: 7/6/1981

Current Firm

DRAKE & COMPANY, INC.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DRAKE & COMPANY, INC.

TRUST BUT VERIFY

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