Adonis A. Caneris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adonis Anthony Caneris was a registered financial professional .
Adonis is a previously registered financial professional and started their career in finance in 2004. Adonis had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2008 - June 19, 2015
HABERER REGISTERED INVESTMENT ADVISOR INC
July 23, 2004 - March 10, 2005
LEGG MASON WOOD WALKER, INCORPORATED
July 2, 2004 - March 10, 2005
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HABERER REGISTERED INVESTMENT ADVISOR INC
CRD#: 110382 / SEC#: 801-13081
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
